Travis D. Tracy

FORTITUDE FINANCIAL PLANNING LLC

Willow Spring, NC

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CRD#: 6241422

Professional summary

Travis Dayne Tracy, CFP® is a registered financial advisor currently at FORTITUDE FINANCIAL PLANNING LLC located in Willow Spring, North Carolina.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Travis has worked at 4 firms and has passed the Series 65 exam.

Biography

Travis is a member of the XY Planning Network, a member of the Fee-Only Network, and the Association of African American Financial Advisors.

Question & Answer

What are your service offerings?

Investment Planning

Tax Planning

Budgeting

Insurance Planning

Debt Management

Employee and Employer Plan Ben...

Education Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

College/Education Planning

Corporate Executives

Fixed Fee (Subscription, Retai...

High Net Worth Client Needs

Medical Professionals

Millennials

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Tracy serves as the Chief Financial Officer for the Greater Durham Black Chamber of Commerce, which started on 1/1/2024. This activity occupies approximately eight hours a month outside of trading hours. Mr. Tracy is compensated for these services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Dayne Tracy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

September 16, 2020 - Present

FORTITUDE FINANCIAL PLANNING LLC

RIA

CRD#: 309750

Willow Spring, NC

Past

January 30, 2019 - August 10, 2020

SYCAMORE FINANCIAL PLANNING, LLC

RIA

CRD#: 159212

DURHAM, NC

Past

April 9, 2018 - July 23, 2018

RALEIGH CAPITAL MANAGEMENT INC.

RIA

CRD#: 149538

CARY, NC

Past

July 27, 2017 - December 4, 2017

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

CHAPEL HILL, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/27/2025)

IAR

North Carolina
(9/16/2020)

IAR

Pennsylvania
(10/6/2023)

IAR

Texas
(2/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2017

Uniform Investment Adviser Law Examination

Current Firm

FORTITUDE FINANCIAL PLANNING LLC

FORTITUDE FINANCIAL PLANNING | FORTITUDE FINANCIAL PLANNING LLC

CRD#: 309750 / SEC#:

Florida

Registered Investment Advisory firm - (6/27/2025 Approved)

North Carolina

Registered Investment Advisory firm - (9/16/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/5/2023 Approved)

Texas

Registered Investment Advisory firm - (2/12/2025 Conditional Restricted)

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Contact information

Main Address

Willow Spring, NC

Mailing Address

2100 Lake Dam Road Unit 37130, Raleigh, NC 27627

Phone number

(919) 205-8569

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	129
AUM (Assets Under Management)	$ 51,071,045

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Travis D. Tracy

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Dayne Tracy's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTITUDE FINANCIAL PLANNING LLC

SYCAMORE FINANCIAL PLANNING, LLC

RALEIGH CAPITAL MANAGEMENT INC.

CREATIVEONE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2017

Current Firm

FORTITUDE FINANCIAL PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORTITUDE FINANCIAL PLANNING LLC

TRUST BUT VERIFY

Contact information

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