DG
David J. Graff
PRECISE INVESTMENT MANAGEMENT
Chicago, IL
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CRD#: 6241398
DG
Professional summary
David J Graff is a registered financial advisor currently at PRECISE INVESTMENT MANAGEMENT, INC. located in Chicago, Illinois and INSIGHT SECURITIES, INC. located in Highland Park, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. David has worked at 3 firms and has passed the Series 65, Series 99TO, SIE and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Precise Investment Management - State regulated investment advisory business located at 600 Central Ave, in Highland Park, IL. I work on accounting issues on this firm devoting approx 5 hours per month, with half of those during trading hours. This is an investment related company but I am not actively engaged in any investments. My title would be accountant. I receive no compensation from Precise. Started approx 1/2020
CRS (Client Relationship Summary) - RIA
Click below to view David J Graff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2019 - Present
PRECISE INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 282557
Chicago, IL
Current
March 23, 2018 - Present
INSIGHT SECURITIES, INC.
Office #1: 600 Central Ave Suite 293, Highland Park, IL 60035RIA
BD
CRD#: 5611
Highland Park, IL
Past
October 3, 2013 - January 4, 2016
XR SECURITIES LLC
BD
CRD#: 145357
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PRECISE INVESTMENT MANAGEMENT, INC.
PRECISE INVESTMENT MANAGEMENT, INC. | PRECISE MANAGEMENT, INC.
CRD#: 282557 / SEC#: 801-124750
RIA
Registered Investment Advisory firm - (4/25/2022 Approved)Arizona
Registered Investment Advisory firm - (8/2/2022 Terminated)California
Registered Investment Advisory firm - (9/1/2022 Terminated)Illinois
Registered Investment Advisory firm - (8/2/2022 Terminated)Nevada
Registered Investment Advisory firm - (9/2/2022 Terminated)Texas
Registered Investment Advisory firm - (8/2/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(9/24/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PRECISE INVESTMENT MANAGEMENT, INC.
PRECISE INVESTMENT MANAGEMENT, INC. | PRECISE MANAGEMENT, INC.
CRD#: 282557 / SEC#: 801-124750
RIA
Registered Investment Advisory firm - (4/25/2022 Approved)Arizona
Registered Investment Advisory firm - (8/2/2022 Terminated)California
Registered Investment Advisory firm - (9/1/2022 Terminated)Illinois
Registered Investment Advisory firm - (8/2/2022 Terminated)Nevada
Registered Investment Advisory firm - (9/2/2022 Terminated)Texas
Registered Investment Advisory firm - (8/2/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 Central Ave Suite 293, Highland Park, IL 60035
Mailing Address
Phone number
(702) 906-0940
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 39 |
| AUM (Assets Under Management) | $ 186,316,022 |
Red Flags
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