David J Graff
Professional Summary
David J Graff is a registered financial advisor currently at PRECISE INVESTMENT MANAGEMENT, INC. located in Chicago, Illinois and INSIGHT SECURITIES, INC. located in Highland Park, Illinois. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. David has worked at 3 firms and has passed the Series 65, Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
PRECISE INVESTMENT MANAGEMENT, INC. | PRECISE MANAGEMENT, INC.
Contact Information
Main Address
600 Central Ave Suite 293, Highland Park, IL 60035Phone Number
(702) 906-0940# of Employees
8SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
80AUM (Assets Under Management)
$349,228,104Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PRECISE INVESTMENT MANAGEMENT, INC. | PRECISE MANAGEMENT, INC.
State Registrations and Notice Filings
(9/24/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view David J Graff's CRS (Customer Relationship Summary).
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