ZG
Zachary D. Gunderson
PROVIDENCE FINANCIAL AND INSURANCES
WOODLAND HILLS, CA 91367
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CRD#: 6240783
ZG
Professional summary
Zachary David Gunderson is a registered financial advisor currently at PROVIDENCE FINANCIAL AND INSURANCES, INC. located in Woodland Hills, California.
Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Zachary has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/14/2017 - Premier America Credit Union Insurance Division - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 09/18/2014 - 10 Hours Per Month/10 Hours During Securities Trading - Insurance Agent. 2. 4/26/2018 - Premier America Credit Union - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/2015 - 35 Hours Per Month/35 Hours During Trading. 3. 04/17/2019 - Premier America Investment and Retirement services - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:01/02/2017 - 1280 hrs/mo - 800 hrs during trading. 4. 12/17/2020 - Premier America Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/14/2020 - 165 Hours Per Month/40 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary David Gunderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2023 - Present
PROVIDENCE FINANCIAL AND INSURANCES, INC.
Office #1: 6320 Canoga Avenue, Suite 600, Woodland Hills, CA 91367RIA
CRD#: 141988
WOODLAND HILLS, CA
Past
May 16, 2022 - November 14, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHATSWORTH, CA
Past
February 17, 2015 - November 14, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
CHATSWORTH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROVIDENCE FINANCIAL AND INSURANCES, INC.
PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC | SENIOR BENEFITS | SACCARO, ANTHONY ALAN | SACCARO, ANTHONY A. | PROVIDENCE FINANCIAL AND INSURANCES, INC. | PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC.
CRD#: 141988 / SEC#: 801-121770
RIA
Registered Investment Advisory firm - (7/16/2021 Approved)California
Registered Investment Advisory firm - (8/28/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
PF
PROVIDENCE FINANCIAL AND INSURANCES, INC.
PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC | SENIOR BENEFITS | SACCARO, ANTHONY ALAN | SACCARO, ANTHONY A. | PROVIDENCE FINANCIAL AND INSURANCES, INC. | PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC.
CRD#: 141988 / SEC#: 801-121770
RIA
Registered Investment Advisory firm - (7/16/2021 Approved)California
Registered Investment Advisory firm - (8/28/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6320 Canoga Avenue, Suite 600, Woodland Hills, CA 91367
Mailing Address
Phone number
(818) 887-6443
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,362 |
| AUM (Assets Under Management) | $ 189,507,150 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
