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MR

Mark Steven Ritvalski Ii

VANGUARD ADVISERS
PLANO, TX
·CRD# 6240020·12 years registered

Professional Summary

Mark Steven Ritvalski II, who also goes by Mark S Ritvalski II, Mark S Ritvalski, Mark Steven Ritvalski, Mark Ritvalski Ii, Mark Ritvalski, Mark S Ritvalskiii, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas. Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Mark has worked at 10 firms...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark S Ritvalski Ii, Mark S Ritvalski, Mark Steven Ritvalski, Mark Ritvalski Ii, Mark Ritvalski, Mark S Ritvalskiii

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years registered in the securities industry

Current & Past Employments

Current

VANGUARD ADVISERS, INC.Current·CRD# 106715
RIA
7900 Windrose Ave, Plano, TX 75024
December 19, 2025 - Present
VANGUARD MARKETING CORPORATIONCurrent·CRD# 7452
BD
1. 7900 Windrose Ave, Plano, TX 750242. Plano, TX
December 8, 2025 - Present

Past

CHARLES SCHWAB & CO., INC.Past·CRD# 5393
RIA
Westlake, TX
October 16, 2017 - December 2, 2025
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
BD
Westlake, TX
October 16, 2017 - December 2, 2025
CAPITAL ONE ADVISORS, LLCPast·CRD# 136865
RIA
Plano, TX
October 28, 2016 - October 11, 2017
CAPITAL ONE INVESTING, LLCPast·CRD# 45744
BD
Mclean, VA
October 28, 2016 - October 11, 2017
STRATEGIC ADVISERS LLCPast·CRD# 104555
RIA
Westlake, TX
September 29, 2015 - November 1, 2016
FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784
BD
Westlake, TX
September 15, 2015 - October 31, 2016
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
Farmers Branch, TX
January 2, 2015 - August 25, 2015
TEXAS E&P PARTNERS, INC.Past·CRD# 127228
BD
Richardson, TX
October 7, 2014 - November 19, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Dallas, TX
July 17, 2014 - October 7, 2014

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Current Firm

VA
VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - SEC (7/28/1995 Approved)

Contact Information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Phone Number

(610) 669-1000

# of Employees

2,208

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VANGUARD PERSONAL ADVISOR SELECT (10/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

791,528

AUM (Assets Under Management)

$344,619,578,214

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/23/2026Cover PageReport
07/24/2025Cover PageReport
10/23/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - SEC (7/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(12/19/2025)
RR
Massachusetts
(12/19/2025)
RR
Texas
(12/19/2025)
IAR
Texas
(12/19/2025)
RR
Utah
(12/19/2025)
RR
Washington
(4/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2015About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2014About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2025About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Ritvalski II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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