Collin M. Schrier

WELLESLEY ASSET MANAGEMENT

Portsmouth, NH 03801

Some features on this profile are disabled

CRD#: 6240004

Professional summary

Collin Michael Schrier, who also goes by Collin Schrier, is a registered financial advisor currently at WELLESLEY ASSET MANAGEMENT, INC. located in Portsmouth, New Hampshire and FORESIDE FUND SERVICES, LLC located in Portsmouth, New Hampshire.

Collin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Collin has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Collin Schrier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). Wellesley Asset Management, Inc.; Investment Related; North Babylon; Wholesale investment product to financial intermediaries; Director, Institutional Sales; Start: 4/2/2025; 160 Hours Per Month and 0 During Trading Hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Collin Michael Schrier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2025 - Present

WELLESLEY ASSET MANAGEMENT, INC.

Office #1: 100 Market Street Suite 203, Portsmouth, NH 03801

RIA

CRD#: 116176

Portsmouth, NH

Current

August 25, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 100 Market St. Suite 203, Portsmouth, NH 03801

CRD#: 46106

Portsmouth, NH

Past

October 31, 2024 - November 19, 2024

CACHE ADVISORS LLC

RIA

CRD#: 323063

New York, NY

Past

May 22, 2024 - April 1, 2025

CACHE SECURITIES LLC

CRD#: 319607

SAN FRANCISCO, CA

Past

November 29, 2023 - May 7, 2024

VESTMARK ADVISORY SOLUTIONS, INC.

RIA

CRD#: 221518

New York, NY

Past

March 1, 2022 - July 18, 2022

TIFIN PRIVATE MARKETS LLC

CRD#: 305935

BOULDER, CO

Past

October 11, 2017 - May 17, 2021

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

August 24, 2017 - May 17, 2021

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Past

May 17, 2016 - August 15, 2017

TOCQUEVILLE SECURITIES L.P.

CRD#: 26001

NEW YORK, NY

Past

June 16, 2014 - April 29, 2016

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

February 10, 2014 - April 29, 2016

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLESLEY ASSET MANAGEMENT, INC.

WELLESLEY ASSET MANAGEMENT, INC. | WELLESLEY INVESTMENT ADVISORS, INC.

CRD#: 116176 / SEC#: 801-61288

RIA

Registered Investment Advisory firm - (6/27/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(8/25/2025)

IAR

New Hampshire
(5/22/2025)

New Jersey
(8/25/2025)

New York
(8/25/2025)

Pennsylvania
(8/25/2025)

Virginia
(10/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/30/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/10/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WELLESLEY ASSET MANAGEMENT, INC.

WELLESLEY ASSET MANAGEMENT, INC. | WELLESLEY INVESTMENT ADVISORS, INC.

CRD#: 116176 / SEC#: 801-61288

RIA

Registered Investment Advisory firm - (6/27/2002 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 Market Street Suite 203, Portsmouth, NH 03801

Mailing Address

Phone number

(781) 416-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAM ADV 2A REFERRED CLIENTS (10/29/2025)

WAM ADV 2A DIRECT CLIENTS (10/29/2025)

Regulatory assets under management

Total Number of Accounts	1,478
AUM (Assets Under Management)	$ 2,063,684,848

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Habig

MORGAN STANLEY

IAR

Rye, NH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Collin M. Schrier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Collin Michael Schrier's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

CACHE ADVISORS LLC

CACHE SECURITIES LLC

VESTMARK ADVISORY SOLUTIONS, INC.

TIFIN PRIVATE MARKETS LLC

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

TOCQUEVILLE SECURITIES L.P.

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

Primary Firm SEC Registration

WELLESLEY ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/30/2014

SIE

Date: 10/1/2018

Series 7

Date: 2/10/2014

FINRA

Current Firm

WELLESLEY ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLESLEY ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors