Ricardo J. Larrazabal

PORTFOLIO RESOURCES ADVISOR GROUP

Caracas, 1060

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CRD#: 6239752

Professional summary

Ricardo Jose Larrazabal, who also goes by Ricardo Larrazabal, Ricardo Jose Larrazabal Vera, is a registered financial advisor currently at PORTFOLIO RESOURCES ADVISOR GROUP, INC. .

Ricardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Ricardo has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ricardo Larrazabal | Ricardo Jose Larrazabal Vera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOLFIN CASA DE BOLSA,Is Investment Related,"Ave Venezuela Torre Oriental de Seguros, Piso 1 El Rosal,Caracas,Venezuela",Venezuelan Securities Brokerage Firm,Executive Director, 9/1/2003, 20 hours per month,1 hours per month during trading hours,Salary Compensation, Supervisor of accounting and administrative duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricardo Jose Larrazabal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2021 - Present

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

Office #1: Av. Venezuela, Torre Oriental De Seguros, Piso 1, El Rosal, Caracas 1060

RIA

CRD#: 144601

Caracas,

Past

June 17, 2016 - August 10, 2021

PORTFOLIO RESOURCES GROUP, INC.

CRD#: 31155

CARACAS, MIRANDA,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

CRD#: 144601 / SEC#: 801-111808

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

Arizona

Registered Investment Advisory firm - (10/6/2017 Terminated)

California

Registered Investment Advisory firm - (11/5/2017 Terminated)

Colorado

Registered Investment Advisory firm - (10/13/2017 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2017 Terminated)

Kentucky

Registered Investment Advisory firm - (10/12/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (1/2/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (10/20/2017 Terminated)

New York

Registered Investment Advisory firm - (10/6/2017 Terminated)

North Carolina

Registered Investment Advisory firm - (10/6/2017 Terminated)

Oregon

Registered Investment Advisory firm - (11/7/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/10/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2012 Terminated)

Virginia

Registered Investment Advisory firm - (10/6/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/12/2021)

IAR

Texas
(11/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2020

Uniform Investment Adviser Law Examination

Current Firm

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

CRD#: 144601 / SEC#: 801-111808

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

Arizona

Registered Investment Advisory firm - (10/6/2017 Terminated)

California

Registered Investment Advisory firm - (11/5/2017 Terminated)

Colorado

Registered Investment Advisory firm - (10/13/2017 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2017 Terminated)

Kentucky

Registered Investment Advisory firm - (10/12/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (1/2/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (10/20/2017 Terminated)

New York

Registered Investment Advisory firm - (10/6/2017 Terminated)

North Carolina

Registered Investment Advisory firm - (10/6/2017 Terminated)

Oregon

Registered Investment Advisory firm - (11/7/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/10/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2012 Terminated)

Virginia

Registered Investment Advisory firm - (10/6/2017 Terminated)

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Contact information

Main Address

4000 Ponce De Leon Blvd Ste 670, Coral Gables, FL 33146

Mailing Address

Phone number

(305) 372-0299

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A WRAP FEE BROCHURE (11/15/2024)

PART 2A BROCHURE (11/15/2024)

Regulatory assets under management

Total Number of Accounts	362
AUM (Assets Under Management)	$ 115,963,278

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ricardo J. Larrazabal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricardo Jose Larrazabal's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

PORTFOLIO RESOURCES GROUP, INC.

Primary Firm SEC Registration

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2020

Current Firm

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

TRUST BUT VERIFY

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