JC
James L. Carlson
KINWELL LLC
Charleston, SC 29405
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CRD#: 6239701
JC
Professional summary
James Louis Carlson is a registered financial advisor currently at KINWELL LLC located in Charleston, South Carolina.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. James has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Questis, Inc., Mount Pleasant, SC, Financial Weallness software platform, Common Stock Shareholder, July 2013, 0 hours per month devoted, 0 hours per month devoted during securities trading hours, hold stock shares. Modern Capital Funds Trust, 1701 Meeting St., Charleston, SC 29405, Start date: 09/09/2024, Position: Independent Trustee, Primary responsibility: Safeguard the interests of mutual fund shareholders and protect against conflicts of interest of the financial affairs of the fund. 10 hours per year, 2 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view James Louis Carlson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2018 - Present
KINWELL LLC
Office #1: 1630 Meeting St Suite 203, Charleston, SC 29405RIA
CRD#: 290449
Charleston, SC
Past
December 2, 2014 - December 31, 2017
QUESTIS
RIA
CRD#: 130157
CHARLESTON, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KL
KINWELL LLC
JAMES CARLSON LLC | KINWELL LLC
CRD#: 290449 / SEC#: 801-128056
RIA
Registered Investment Advisory firm - (5/26/2023 Approved)Louisiana
Registered Investment Advisory firm - (7/26/2023 Terminated)North Carolina
Registered Investment Advisory firm - (8/1/2023 Terminated)South Carolina
Registered Investment Advisory firm - (7/26/2023 Terminated)Texas
Registered Investment Advisory firm - (11/15/2019 Terminated)Virginia
Registered Investment Advisory firm - (7/26/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/17/2024)
IAR
Georgia(3/11/2024)
IAR
North Carolina(1/31/2022)
IAR
South Carolina(1/29/2018)
IAR
Texas(4/8/2025)
IAR
Virginia(5/11/2018)
Current Firm
KL
KINWELL LLC
JAMES CARLSON LLC | KINWELL LLC
CRD#: 290449 / SEC#: 801-128056
RIA
Registered Investment Advisory firm - (5/26/2023 Approved)Louisiana
Registered Investment Advisory firm - (7/26/2023 Terminated)North Carolina
Registered Investment Advisory firm - (8/1/2023 Terminated)South Carolina
Registered Investment Advisory firm - (7/26/2023 Terminated)Texas
Registered Investment Advisory firm - (11/15/2019 Terminated)Virginia
Registered Investment Advisory firm - (7/26/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1630 Meeting St Suite 203, Charleston, SC 29405
Mailing Address
Phone number
(843) 308-1639
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 134 |
| AUM (Assets Under Management) | $ 192,044,196 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
