Miles O. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miles Oakley Davis JR was a registered financial professional .
Miles is a previously registered financial professional and started their career in finance in 1969. Miles had worked at 8 firms and has passed the Series 65, Series 63, SIE, PC, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2012 - April 30, 2018
GROVE POINT INVESTMENTS, LLC
September 8, 2005 - December 31, 2011
INVESTORS CAPITAL CORP.
February 15, 2002 - July 5, 2005
LIBERTY GROUP, LLC
November 16, 1988 - February 14, 2002
ACUMENT SECURITIES, INC.
May 31, 1983 - January 1, 1989
PRUDENTIAL EQUITY GROUP, LLC
June 17, 1975 - June 8, 1983
E. F. HUTTON & COMPANY INC
December 16, 1971 - July 7, 1975
INVESTMENT FUND ASSOCIATES, LTD.
August 27, 1969 - February 3, 1972
MUTUAL FUND ASSOCIATES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/31/1977
AMEX Put and Call ExamSeries 1
Date: 8/21/1969
Registered Representative ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
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