BD
Bismarck O. Darko
SAGEVIEW ADVISORY GROUP
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 6239222
BD
Professional summary
Bismarck O. Darko, CFP®, who also goes by Bismarck Oduro Darko, is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Newport Beach, California and CETERA INVESTMENT ADVISERS LLC located in Irving, Texas.
Bismarck is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Bismarck has worked at 9 firms and has passed the Series 65, Series 63, Series 7, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bismarck Oduro Darko
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP, LLC CRD #(126777, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ADVISORY SERVICES, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE, START DATE: 09/2023, APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT;
CRS (Client Relationship Summary) - RIA
Click below to view Bismarck O. Darko's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 13, 2023 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660RIA
CRD#: 126777
Newport Beach, CA
Current
May 16, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: Mandalay Towers 3 201 E John W. Carpenter Fwy Suite 400, Irving, TX 75062RIA
CRD#: 105644
IRVING, TX
Current
November 9, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: Mandalay Towers 3 201 E John Carpenter Fwy Ste 400, Irving, TX 75062BD
CRD#: 13572
Irving, TX
Current
March 1, 2024 - Present
CETERA ADVISORS LLC
Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101BD
CRD#: 10299
SAN DIEGO, CA
Past
December 1, 2021 - October 25, 2023
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
Irving, TX
Past
December 1, 2021 - October 25, 2023
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
Irving, TX
Past
March 23, 2020 - September 4, 2021
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Plano, TX
Past
March 12, 2020 - September 4, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Plano, TX
Past
April 3, 2019 - March 5, 2020
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
ADDISON, TX
Past
June 17, 2014 - February 12, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
LEWISVILLE, TX
Past
September 18, 2013 - June 12, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
FARMERS BRANCH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(10/13/2023)
RR
Alabama(11/9/2023)
IAR
Alaska(10/13/2023)
RR
Alaska(11/9/2023)
RR
Arizona(11/9/2023)
IAR
Arizona(12/8/2023)
IAR
Arkansas(10/13/2023)
RR
Arkansas(11/9/2023)
IAR
California(10/13/2023)
RR
California(11/9/2023)
IAR
Colorado(10/13/2023)
RR
Colorado(11/9/2023)
IAR
Connecticut(10/13/2023)
RR
Connecticut(11/9/2023)
IAR
Delaware(10/13/2023)
RR
Delaware(11/9/2023)
RR
District of Columbia(11/9/2023)
IAR
District of Columbia(2/7/2024)
RR
Florida(11/9/2023)
IAR
Florida(2/5/2024)
RR
Georgia(11/9/2023)
IAR
Georgia(2/6/2024)
IAR
Hawaii(10/13/2023)
RR
Hawaii(11/9/2023)
IAR
Idaho(10/13/2023)
RR
Idaho(11/9/2023)
IAR
Illinois(10/13/2023)
RR
Illinois(11/9/2023)
IAR
Indiana(10/13/2023)
RR
Indiana(11/9/2023)
IAR
Iowa(10/13/2023)
RR
Iowa(11/9/2023)
IAR
Kansas(10/13/2023)
RR
Kansas(11/9/2023)
IAR
Kentucky(10/13/2023)
RR
Kentucky(11/9/2023)
IAR
Louisiana(10/13/2023)
RR
Louisiana(11/9/2023)
IAR
Maine(10/13/2023)
RR
Maine(11/9/2023)
IAR
Maryland(10/13/2023)
RR
Maryland(11/9/2023)
IAR
Massachusetts(11/7/2023)
RR
Massachusetts(11/9/2023)
IAR
Michigan(10/13/2023)
RR
Michigan(11/9/2023)
IAR
Minnesota(10/13/2023)
RR
Minnesota(11/9/2023)
IAR
Mississippi(10/13/2023)
RR
Mississippi(11/9/2023)
IAR
Missouri(10/13/2023)
RR
Missouri(11/9/2023)
IAR
Montana(10/16/2023)
RR
Montana(11/9/2023)
IAR
Nebraska(10/13/2023)
RR
Nebraska(11/9/2023)
IAR
Nevada(10/19/2023)
RR
Nevada(11/9/2023)
IAR
New Hampshire(10/13/2023)
RR
New Hampshire(11/9/2023)
IAR
New Jersey(10/13/2023)
RR
New Jersey(11/9/2023)
IAR
New Mexico(10/16/2023)
RR
New Mexico(11/9/2023)
IAR
New York(10/13/2023)
RR
New York(11/9/2023)
IAR
North Carolina(10/13/2023)
RR
North Carolina(11/9/2023)
IAR
North Dakota(10/16/2023)
RR
North Dakota(11/9/2023)
IAR
Ohio(10/16/2023)
RR
Ohio(11/11/2023)
IAR
Oklahoma(10/13/2023)
RR
Oklahoma(11/9/2023)
IAR
Oregon(10/13/2023)
RR
Oregon(11/9/2023)
IAR
Pennsylvania(10/13/2023)
RR
Pennsylvania(11/9/2023)
IAR
Rhode Island(10/13/2023)
RR
Rhode Island(11/9/2023)
IAR
South Carolina(10/13/2023)
RR
South Carolina(11/9/2023)
IAR
South Dakota(10/16/2023)
RR
South Dakota(11/9/2023)
RR
Tennessee(11/9/2023)
IAR
Texas(10/13/2023)
RR
Texas(11/9/2023)
IAR
Utah(10/13/2023)
RR
Utah(11/9/2023)
IAR
Vermont(10/13/2023)
RR
Vermont(11/9/2023)
IAR
Virginia(10/13/2023)
RR
Virginia(11/9/2023)
IAR
Washington(10/13/2023)
RR
Washington(11/9/2023)
IAR
West Virginia(10/16/2023)
RR
West Virginia(11/9/2023)
IAR
Wisconsin(10/13/2023)
RR
Wisconsin(11/9/2023)
IAR
Wyoming(10/13/2023)
RR
Wyoming(11/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
