Khanh B. Nguyen
Professional summary
Khanh Bao Nguyen, who also goes by Diana Nguyen, Khanh Nguyen, is a registered financial advisor currently at AYLA CAPITAL located in Los Angeles, California.
Khanh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Khanh has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Khanh Bao Nguyen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2020 - Present
AYLA CAPITAL
August 7, 2019 - June 2, 2020
CAERUS INVESTMENT ADVISORS, LLC
September 15, 2015 - June 9, 2017
CREDIT SUISSE SECURITIES (USA) LLC
September 16, 2013 - September 18, 2015
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/5/2020)
(7/9/2021)
Exams
Current Firm
AYLA CAPITAL
CRD#: 309102 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 7,954,623 |
Red Flags
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