German Gentile

LONDON HOUSE CAPITAL

Sunnyvale, CA 94087

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CRD#: 6239105

Professional summary

German Gentile is a registered financial advisor currently at LONDON HOUSE CAPITAL located in Sunnyvale, California.

German is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. German has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Gentile is owner of G&) Global Trading a wine distribution firm. It is not investment related and he spends approximately 5 hours a week in this activity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view German Gentile's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2019 - Present

LONDON HOUSE CAPITAL

Office #1: 842 Brookline Drive, Sunnyvale, CA 94087

RIA

CRD#: 305794

Sunnyvale, CA

Past

September 16, 2016 - November 15, 2019

SOWELL MANAGEMENT

RIA

CRD#: 127145

Mountain View, CA

Past

October 13, 2015 - September 25, 2017

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

Mountain View, CA

Past

October 26, 2013 - August 20, 2015

MORGAN STANLEY

RIA

CRD#: 149777

SAN MATEO, CA

Past

September 26, 2013 - August 20, 2015

MORGAN STANLEY

CRD#: 149777

SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/25/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/20/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2013

General Securities Representative Examination

Current Firm

LONDON HOUSE CAPITAL

BIRBECK CAPITAL | LONDON HOUSE CAPITAL | BIRKBECK CAPITAL LLC | BIRBECK CAPITAL LLC

CRD#: 305794 / SEC#:

California

Registered Investment Advisory firm - (11/13/2019 Approved)

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Contact information

Main Address

842 Brookline Drive, Sunnyvale, CA 94087

Mailing Address

Phone number

(650) 762-8078

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 22,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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German Gentile

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view German Gentile's CRS (Customer Relationship Summary).

Certified licenses

Experience

LONDON HOUSE CAPITAL

SOWELL MANAGEMENT

CONCERT WEALTH MANAGEMENT

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 10/25/2013

SIE

Date: 8/20/2015

Series 7

Date: 9/26/2013

Current Firm

LONDON HOUSE CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LONDON HOUSE CAPITAL

TRUST BUT VERIFY

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