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GG

German Gentile

LONDON HOUSE CAPITAL
Sunnyvale, CA 94087
Some features on this profile are disabled
CRD#: 6239105
GG

Professional summary

German Gentile is a registered financial advisor currently at LONDON HOUSE CAPITAL located in Sunnyvale, California.

German is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. German has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view German Gentile's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2019 - Present

LONDON HOUSE CAPITAL

Office #1: 842 Brookline Drive, Sunnyvale, CA 94087
RIA
CRD#: 305794
Sunnyvale, CA
Past

September 16, 2016 - November 15, 2019

SOWELL MANAGEMENT

RIA
CRD#: 127145
Mountain View, CA
Past

October 13, 2015 - September 25, 2017

CONCERT WEALTH MANAGEMENT

RIA
CRD#: 141253
Mountain View, CA
Past

October 26, 2013 - August 20, 2015

MORGAN STANLEY

RIA
CRD#: 149777
SAN MATEO, CA
Past

September 26, 2013 - August 20, 2015

MORGAN STANLEY

BD
CRD#: 149777
SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/13/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/25/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/20/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/26/2013
General Securities Representative Examination

Current Firm

LH
LONDON HOUSE CAPITAL
BIRBECK CAPITAL | LONDON HOUSE CAPITAL | BIRKBECK CAPITAL LLC | BIRBECK CAPITAL LLC

CRD#: 305794 / SEC#:

California
Registered Investment Advisory firm - (11/13/2019 Approved)
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Contact information

Main Address
842 Brookline Drive, Sunnyvale, CA 94087
Mailing Address
Phone number
(650) 762-8078
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts121
AUM (Assets Under Management)$ 27,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LONDON HOUSE CAPITAL

CRD#: 305794Sunnyvale, CA 94087

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