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CH

Charles R. Hofstrom

THRIVENT ASSET MANAGEMENT
Plymouth, MN
Some features on this profile are disabled
CRD#: 6239090
CH

Professional summary

Charles R Hofstrom, who also goes by Charles Robert Hofstrom, is a registered financial advisor currently at THRIVENT ASSET MANAGEMENT, LLC located in Plymouth, Minnesota and THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Charles has worked at 3 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Charles Robert Hofstrom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles R Hofstrom's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 21, 2025 - Present

THRIVENT ASSET MANAGEMENT, LLC

Office #2: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265
RIA
CRD#: 137751
Plymouth, MN
Current

January 17, 2025 - Present

THRIVENT DISTRIBUTORS, LLC

Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265
BD
CRD#: 179512
Minneapolis, MN
Past

October 28, 2015 - January 6, 2025

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
MINNEAPOLIS, MN
Past

April 21, 2015 - January 6, 2025

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC

CRD#: 137751 / SEC#: 801-64988

RIA
Registered Investment Advisory firm - (12/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(1/17/2025)
IAR
Minnesota
(1/21/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/28/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/21/2017
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 4/21/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TA
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC

CRD#: 137751 / SEC#: 801-64988

RIA
Registered Investment Advisory firm - (12/15/2005 Approved)
PREMIUM
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Contact information

Main Address
901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211
Mailing Address
Phone number
(800) 847-4836
Established
Firm type
Fiscal year end
# of Employees
450

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

THRIVENT ASSET MANAGEMENT LLC BROCHURE 01/29/2026 (1/29/2026)

Regulatory assets under management

Total Number of Accounts31
AUM (Assets Under Management)$ 46,815,882,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THRIVENT ASSET MANAGEMENT, LLC

CRD#: 137751Plymouth, MN

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