Thomas A. Parker

PENDULUM WEALTH PARTNERS

ITASCA, IL 60143

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CRD#: 6239027

Professional summary

Thomas Allan Parker, who also goes by Thomas Parker, is a registered financial advisor currently at PENDULUM WEALTH PARTNERS located in Itasca, Illinois.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Thomas has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Parker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Fates, Bodily, and Parker PLLC; Not investment-related; 500 Park Blvd., Suite 1400, Itasca, Illinois 60143; CPA Firm; Partner; 09/01/2020; 160 hours per month; 120 during trading hours; Manage firm operations and advise clients 2) Licensed insurance agent; Not investment-related; Itasca, 500 Park Blvd., Suite 1400, Itasca, Illinois 60143; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Allan Parker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2025 - Present

PENDULUM WEALTH PARTNERS

Office #1: 500 Park Blvd Ste 1400, Itasca, IL 60143

RIA

CRD#: 335762

ITASCA, IL

Past

August 24, 2023 - May 8, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Burr Ridge, IL

Past

August 24, 2023 - May 8, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Burr Ridge, IL

Past

January 30, 2020 - August 18, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Itasca, IL

Past

January 30, 2020 - August 18, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LOMBARD, IL

Past

February 24, 2014 - February 3, 2020

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ITASCA, IL

Past

December 19, 2013 - February 3, 2020

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

ITASCA, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENDULUM WEALTH PARTNERS

EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS

CRD#: 335762 / SEC#: 801-132537

RIA

Registered Investment Advisory firm - (4/25/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2013

General Securities Representative Examination

Current Firm

PENDULUM WEALTH PARTNERS

EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS

CRD#: 335762 / SEC#: 801-132537

RIA

Registered Investment Advisory firm - (4/25/2025 Approved)

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Contact information

Main Address

500 Park Blvd Ste 1400, Itasca, IL 60143

Mailing Address

Phone number

(630) 861-6143

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PENDULUM PARTNERS DISCLOSURE BROCHURE (8/21/2025)

Regulatory assets under management

Total Number of Accounts	3,087
AUM (Assets Under Management)	$ 254,387,315

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas A. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Allan Parker's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

Primary Firm SEC Registration

PENDULUM WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2014

SIE

Date: 10/1/2018

Series 7

Date: 12/19/2013

Current Firm

PENDULUM WEALTH PARTNERS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENDULUM WEALTH PARTNERS

TRUST BUT VERIFY

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