Amy V. Phan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Vy Phan, who also goes by Vy Tuong Phan, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 2013. Amy had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2014 - April 5, 2016
PARNASSUS INVESTMENTS
October 24, 2013 - July 3, 2014
PARNASSUS FUNDS DISTRIBUTOR, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PARNASSUS INVESTMENTS
CRD#: 149193 / SEC#: 801-22799
Contact information
Red Flags
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