David T. D'eredita

RISE PRIVATE WEALTH ADVISORS

TUCSON, AZ

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CRD#: 6238859

Professional summary

David Taylor D'eredita is a registered financial advisor currently at RISE PRIVATE WEALTH ADVISORS located in Tucson, Arizona.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Member David D'Eredita has a financial affiliated business as an insurance agent. Approximately 20% of his time is spent on these activities. He may offer Clients services from those activities. As an insurance agent, he may receive separate yet typical compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Taylor D'eredita's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2020 - Present

RISE PRIVATE WEALTH ADVISORS

RIA

CRD#: 309356

TUCSON, AZ

Past

July 15, 2019 - May 6, 2020

SCOTTSDALE WEALTH ADVISORY LLC

RIA

CRD#: 285907

PARADISE VALLEY, AZ

Past

January 21, 2014 - June 10, 2019

SECURE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 141195

TUCSON, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/28/2020)

IAR

California
(7/23/2020)

IAR

Colorado
(2/19/2021)

IAR

Texas
(7/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/26/2013

Uniform Investment Adviser Law Examination

Current Firm

RISE PRIVATE WEALTH ADVISORS

RISE PRIVATE WEALTH ADVISORS | RISE PRIVATE WEALTH ADVISORS LLC

CRD#: 309356 / SEC#:

Arizona

Registered Investment Advisory firm - (5/28/2020 Approved)

California

Registered Investment Advisory firm - (7/23/2020 Approved)

Colorado

Registered Investment Advisory firm - (2/19/2021 Approved)

Texas

Registered Investment Advisory firm - (7/14/2020 Conditional Restricted)

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Contact information

Main Address

3561 E Sunrise Drive Suite 129, Tucson, AZ 85718

Mailing Address

Phone number

(520) 372-5700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	308
AUM (Assets Under Management)	$ 50,676,983

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David T. D'eredita

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Taylor D'eredita's CRS (Customer Relationship Summary).

Certified licenses

Experience

RISE PRIVATE WEALTH ADVISORS

SCOTTSDALE WEALTH ADVISORY LLC

SECURE INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/26/2013

Current Firm

RISE PRIVATE WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RISE PRIVATE WEALTH ADVISORS

TRUST BUT VERIFY

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