Brant W. Smith

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CRD#: 6238630

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brant Weylin Smith, CFA was a registered financial professional .

Brant is a previously registered financial professional and started their career in finance in 2013. Brant had worked at 1 firm and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BRANT IS A MEMBER OF DISCIPLINA GROUP, LLC, A HOLDING COMPANY ESTABLISHED JANUARY 2013, WHICH IS THE SOLE OWNER OF DISCIPLINA CAPITAL MANAGEMENT, LLC. DISCIPLINA GROUP, LLC IS LOCATED AT 1033 Demonbreun Street, Suite 300, NASHVILLE, TN 37203. THE TIME SPENT ON THIS ACTIVITY PER MONTH RANGES FROM 0 - 3 HOURS, BOTH DURING AND AFTER SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Past

August 21, 2013 - December 21, 2023

DISCIPLINA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167295

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DISCIPLINA CAPITAL MANAGEMENT, LLC

DISCIPLINA CAPITAL MANAGEMENT, LLC | DISCIPLINA GROUP, LLC

CRD#: 167295 / SEC#: 801-115108

RIA

Registered Investment Advisory firm - (4/29/2019 Approved)

Tennessee

Registered Investment Advisory firm - (5/14/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/14/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 11/25/2013

National Commodity Futures Examination

Current Firm

DISCIPLINA CAPITAL MANAGEMENT, LLC

DISCIPLINA CAPITAL MANAGEMENT, LLC | DISCIPLINA GROUP, LLC

CRD#: 167295 / SEC#: 801-115108

RIA

Registered Investment Advisory firm - (4/29/2019 Approved)

Tennessee

Registered Investment Advisory firm - (5/14/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/14/2019 Terminated)

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Contact information

Main Address

21 Platform Way South 14th Floor, Nashville, TN 37203

Mailing Address

Phone number

(615) 490-6003

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCIPLINA CAPITAL MANAGEMENT COMPLETE BROCHURE (6/4/2025)

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 2,377,934,667

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/21/2025	Cover Page	Report
01/22/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brant W. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DISCIPLINA CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

DISCIPLINA CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 3

Date: 11/25/2013

Current Firm

DISCIPLINA CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DISCIPLINA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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