Joshua S. Paulus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Stag Paulus was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2014. Joshua had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2019 - December 31, 2024
COBALT WEALTH MANAGEMENT
August 15, 2017 - August 2, 2018
LPL FINANCIAL LLC
August 15, 2017 - July 31, 2018
LPL FINANCIAL LLC
March 23, 2017 - August 7, 2017
SCOTTRADE INVESTMENT MANAGEMENT
February 4, 2014 - August 7, 2017
SCOTTRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COBALT WEALTH MANAGEMENT
CRD#: 300654 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 43 |
| AUM (Assets Under Management) | $ 3,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
