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JM

Jennifer D. Manthey

ONEAMERICA SECURITIES
Longmont, CO
Some features on this profile are disabled
CRD#: 6238400
JM

Professional summary

Jennifer Diane Manthey, who also goes by Jen D Manthey, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Longmont, Colorado.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Jennifer has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jen D Manthey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Staff Member: Greens Point Catering - catering & event planning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Diane Manthey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Diane Manthey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 23, 2024 - Present

ONEAMERICA SECURITIES, INC.

RIA
BD
CRD#: 4173
Longmont, CO
Current

April 23, 2024 - Present

ONEAMERICA SECURITIES, INC.

Office #1: One American Square, Indianapolis, IN 46282
RIA
BD
CRD#: 4173
INDIANAPOLIS, IN
Past

January 26, 2024 - March 4, 2024

VICUS CAPITAL, INC.

RIA
CRD#: 116021
New York, NY
Past

January 22, 2024 - March 4, 2024

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

April 14, 2022 - February 3, 2023

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
LONGMONT, CO
Past

April 14, 2022 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

April 14, 2022 - February 3, 2023

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN
Past

April 14, 2022 - February 3, 2023

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SCHAUMBURG, IL
Past

April 14, 2022 - February 3, 2023

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

April 14, 2022 - February 3, 2023

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

September 23, 2020 - March 17, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
BOULDER, CO
Past

February 7, 2020 - March 17, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
BOULDER, CO
Past

December 23, 2013 - December 18, 2018

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ONEAMERICA SECURITIES, INC.
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.

CRD#: 4173 / SEC#: 801-56819, 8-15009

RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/23/2024)
IAR
Alabama
(4/26/2024)
RR
Alaska
(4/23/2024)
IAR
Alaska
(4/23/2024)
RR
Arizona
(4/23/2024)
IAR
Arizona
(5/1/2024)
RR
Arkansas
(4/23/2024)
IAR
Arkansas
(4/29/2024)
RR
California
(4/23/2024)
IAR
California
(4/24/2024)
RR
Colorado
(4/23/2024)
IAR
Colorado
(4/23/2024)
RR
Connecticut
(4/23/2024)
IAR
Connecticut
(4/24/2024)
RR
Delaware
(4/23/2024)
IAR
Delaware
(4/29/2024)
RR
District of Columbia
(4/23/2024)
IAR
District of Columbia
(5/23/2024)
RR
Florida
(4/23/2024)
IAR
Florida
(4/24/2024)
RR
Georgia
(4/23/2024)
IAR
Georgia
(4/25/2024)
RR
Hawaii
(4/23/2024)
IAR
Hawaii
(4/30/2024)
RR
Idaho
(4/23/2024)
IAR
Idaho
(4/24/2024)
RR
Illinois
(4/23/2024)
IAR
Illinois
(4/25/2024)
RR
Indiana
(4/23/2024)
IAR
Indiana
(4/24/2024)
RR
Iowa
(4/23/2024)
IAR
Iowa
(4/29/2024)
RR
Kansas
(4/23/2024)
IAR
Kansas
(4/23/2024)
RR
Kentucky
(4/23/2024)
IAR
Kentucky
(5/3/2024)
RR
Louisiana
(4/23/2024)
IAR
Louisiana
(5/3/2024)
RR
Maine
(4/23/2024)
IAR
Maine
(4/24/2024)
RR
Maryland
(4/23/2024)
IAR
Maryland
(4/23/2024)
RR
Massachusetts
(4/23/2024)
IAR
Massachusetts
(5/15/2024)
RR
Michigan
(4/23/2024)
IAR
Michigan
(4/26/2024)
RR
Minnesota
(4/23/2024)
IAR
Minnesota
(4/23/2024)
RR
Mississippi
(4/23/2024)
IAR
Mississippi
(4/23/2024)
RR
Missouri
(4/23/2024)
IAR
Missouri
(4/23/2024)
RR
Montana
(4/23/2024)
IAR
Montana
(4/25/2024)
RR
Nebraska
(4/23/2024)
IAR
Nebraska
(4/23/2024)
RR
Nevada
(4/23/2024)
IAR
Nevada
(4/25/2024)
RR
New Hampshire
(4/23/2024)
IAR
New Hampshire
(4/29/2024)
RR
New Jersey
(4/23/2024)
IAR
New Jersey
(4/24/2024)
RR
New Mexico
(4/23/2024)
IAR
New Mexico
(4/24/2024)
RR
New York
(4/23/2024)
IAR
New York
(4/23/2024)
RR
North Carolina
(4/23/2024)
IAR
North Carolina
(4/26/2024)
RR
North Dakota
(4/23/2024)
IAR
North Dakota
(5/1/2024)
RR
Ohio
(4/23/2024)
IAR
Ohio
(4/23/2024)
RR
Oklahoma
(4/23/2024)
IAR
Oklahoma
(4/24/2024)
RR
Oregon
(4/23/2024)
IAR
Oregon
(4/23/2024)
RR
Pennsylvania
(4/23/2024)
IAR
Pennsylvania
(4/24/2024)
RR
Rhode Island
(4/23/2024)
IAR
Rhode Island
(4/24/2024)
RR
South Carolina
(4/23/2024)
IAR
South Carolina
(4/25/2024)
RR
South Dakota
(4/23/2024)
IAR
South Dakota
(4/24/2024)
RR
Tennessee
(4/23/2024)
RR
Texas
(4/23/2024)
IAR
Texas
(4/24/2024)
RR
Utah
(4/23/2024)
IAR
Utah
(4/24/2024)
RR
Vermont
(4/23/2024)
IAR
Vermont
(4/23/2024)
RR
Virginia
(4/23/2024)
IAR
Virginia
(4/24/2024)
RR
Washington
(4/23/2024)
IAR
Washington
(4/23/2024)
RR
West Virginia
(4/23/2024)
IAR
West Virginia
(4/26/2024)
RR
Wisconsin
(4/23/2024)
IAR
Wisconsin
(4/24/2024)
RR
Wyoming
(4/23/2024)
IAR
Wyoming
(4/25/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/25/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/18/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/23/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ONEAMERICA SECURITIES, INC.
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.

CRD#: 4173 / SEC#: 801-56819, 8-15009

RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One American Square, Indianapolis, IN 46282
Mailing Address
One American Square P.o. Box 1984, Indianapolis, IN 46206-1984
Phone number
(317) 285-1877
Established
Indiana since 06/04/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
326

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ONEAMERICA SECURITIES FORM ADV PART 2A APPENDIX 1 (3/31/2025)
ONEAMERICA SECURITIES FORM ADV PART 2A (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
AMERICAN UNITED LIFE INSURANCE COMPANYPARENT
BICKEL, KORY LLOYDCHIEF COMPLIANCE OFFICER5424722
CAYETANO, NICHOLAS ADAMAML OFFICER7237505
FLEETWOOD, MATTHEW THOMASCHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR4109266
HARTLEY, BRYAN KEITHFINOP5664171
HOYLE, JASON ANDREWDIRECTOR6027238
JUNKER, DAVID ADIRECTOR2442538
LIONBERGER, TAYLOR WSALES DEVELOPMENT DIRECTOR5931321
MCGOFF, SEAN PATRICKCHIEF COUNSEL & SECRETARY5801826
SANDELSKI, DENNIS JOSEPHAVP, TAX7244469
SMILEY, ERIC DAVIDVP, DIRECTOR OF OPERATIONS2978413
SNYDER, DANIEL RTREASURER7318687
WEYER, SHAUN CHRISTOPHERSALES DEVELOPMENT DIRECTOR4607359
YANG, CHUANMINGCHIEF INFORMATION SECURITY OFFICER7527042

Regulatory assets under management

Total Number of Accounts2,118
AUM (Assets Under Management)$ 299,940,768

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

CRD#: 4173Longmont, CO

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