Stephanie F. Hughes

WISS PRIVATE CLIENT ADVISORS

Florham Park, NJ 07932

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CRD#: 6238388

Professional summary

Stephanie Florence Lise Hughes, who also goes by Stephanie Florence Lise Razzieri, is a registered financial advisor currently at WISS PRIVATE CLIENT ADVISORS, LLC located in Florham Park, New Jersey.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Stephanie has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephanie Florence Lise Razzieri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Florence Lise Hughes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2018 - Present

WISS PRIVATE CLIENT ADVISORS, LLC

Office #1: 100 Campus Drive W Suite 400, Florham Park, NJ 07932

RIA

CRD#: 286319

Florham Park, NJ

Past

December 10, 2014 - June 2, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PARAMUS, NJ

Past

December 5, 2014 - June 2, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PARAMUS, NJ

Past

December 23, 2013 - December 15, 2014

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PARAMUS, NJ

Past

October 31, 2013 - December 15, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PARAMUS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WISS PRIVATE CLIENT ADVISORS, LLC

WISS FAMILY OFFICE | WISS WEALTH MANAGEMENT LLC | WISS WEALTH ADVISORS, LLC | WISS PRIVATE CLIENT ADVISORS, LLC

CRD#: 286319 / SEC#: 801-117284

RIA

Registered Investment Advisory firm - (8/30/2019 Approved)

New Jersey

Registered Investment Advisory firm - (10/31/2019 Terminated)

New York

Registered Investment Advisory firm - (10/28/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(6/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/31/2013

General Securities Representative Examination

Current Firm

WISS PRIVATE CLIENT ADVISORS, LLC

WISS FAMILY OFFICE | WISS WEALTH MANAGEMENT LLC | WISS WEALTH ADVISORS, LLC | WISS PRIVATE CLIENT ADVISORS, LLC

CRD#: 286319 / SEC#: 801-117284

RIA

Registered Investment Advisory firm - (8/30/2019 Approved)

New Jersey

Registered Investment Advisory firm - (10/31/2019 Terminated)

New York

Registered Investment Advisory firm - (10/28/2019 Terminated)

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Contact information

Main Address

100 Campus Drive W Suite 400, Florham Park, NJ 07932

Mailing Address

Phone number

(973) 577-2872

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WISS PRIVATE CLIENT ADVISORS DISCLOSURE BROCHURE (9/12/2025)

Regulatory assets under management

Total Number of Accounts	545
AUM (Assets Under Management)	$ 809,666,561

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
01/27/2024	Cover Page	Report
12/19/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephanie F. Hughes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Florence Lise Hughes's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

WISS PRIVATE CLIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2013

SIE

Date: 6/2/2018

Series 7

Date: 10/31/2013

Current Firm

WISS PRIVATE CLIENT ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WISS PRIVATE CLIENT ADVISORS, LLC

TRUST BUT VERIFY

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