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EB

Emily D. Barringer

SAF FINANCIAL SECURITIES
STAMFORD, CT
Some features on this profile are disabled
CRD#: 6238363
EB

Professional summary

Emily Daniels Barringer, who also goes by Emily Barringer, Emily Michelle Daniels, is a registered financial professional currently at SAF FINANCIAL SECURITIES LLC located in Stamford, Connecticut.

Emily is registered as a RR (Registered Representative) and started their career in finance in 2013. Emily has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Emily Barringer | Emily Michelle Daniels

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Emily Daniels Barringer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2026 - Present

SAF FINANCIAL SECURITIES LLC

Office #2: 269 Red Fox Road, Stamford, CT 06903
BD
CRD#: 284938
STAMFORD, CT
Past

October 16, 2024 - December 19, 2025

SEI INVESTMENTS MANAGEMENT CORP

RIA
CRD#: 105146
Parker, CO
Past

October 15, 2024 - December 19, 2025

SEI INVESTMENTS DISTRIBUTION CO.

BD
CRD#: 10690
OAKS, PA
Past

September 13, 2023 - February 15, 2024

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Denver, CO
Past

October 28, 2021 - March 6, 2023

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
Trail Parker, CO
Past

October 26, 2021 - March 6, 2023

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

December 9, 2019 - August 25, 2020

COLORADO FINANCIAL SERVICE CORPORATION

RIA
CRD#: 104343
Denver, CO
Past

December 9, 2019 - August 25, 2020

COLORADO FINANCIAL SERVICE CORPORATION

BD
CRD#: 104343
CENTENNIAL, CO
Past

July 13, 2017 - December 6, 2019

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Lone Tree, CO
Past

December 18, 2014 - July 12, 2017

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Lone Tree, CO
Past

December 16, 2014 - December 6, 2019

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Lone Tree, CO
Past

August 4, 2014 - November 17, 2014

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
JERSEY CITY, NJ
Past

July 31, 2014 - November 17, 2014

TD AMERITRADE, INC.

RIA
CRD#: 7870
OMAHA, NE
Past

July 22, 2014 - November 17, 2014

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

September 16, 2013 - July 2, 2014

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(4/1/2026)
RR
New York
(4/1/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/29/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/25/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SF
SAF FINANCIAL SECURITIES LLC
SAF FINANCIAL SECURITIES LLC

CRD#: 284938 / SEC#: , 8-69820

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
269 Red Fox Road, Stamford, CT 06903
Mailing Address
269 Red Fox Road, Stamford, CT 06903
Phone number
(212) 202-2790
Established
Delaware since 06/02/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STRATEGIC ALTERNATIVE FUNDS GROUP, LLCMEMBER
FAROOQUI, RAFAY HASSANCCO, EXEC REP, AML, SUPERVISOR, CE3100932
HOPKINS, THOMAS JOHNCFO/FINOP1835087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAF FINANCIAL SECURITIES LLC

CRD#: 284938Stamford, CT

TRUST BUT VERIFY

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