Mark A. Ell

ALPHA CAPITAL MANAGEMENT GROUP LLC

DENVER, CO 80209

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CRD#: 6238198

Professional summary

Mark Andrew Ell, AIF®, who also goes by Mark Ell, is a registered financial advisor currently at ALPHA CAPITAL MANAGEMENT GROUP LLC located in Denver, Colorado.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Mark has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Ell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 8/19/2016: Business Wealth Strategies LLC - Investment Related - Home Based - Managing Member, This LLC is a partial direct owner of Alpha Capital Management Group, LLC. Business Entity For Tax/Investment Purposes Only - 5 Hours Per Month/0 Hours During Securities Trading. 2. 7/29/2016: Prime Time West, LLC - Investment Related - 1130 W. Geneva Drive, Tempe, AZ 85282 - Real Estate Rental - Start 06/01/2007 - 0 Hours Per Month - Partnership Member of LLC. 25% Ownership. 4. Insurance Agent- sells fixed life insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Ell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 18, 2016 - Present

ALPHA CAPITAL MANAGEMENT GROUP LLC

Office #1: 250 Fillmore Street Suite 150, Denver, CO 80209

RIA

CRD#: 283624

DENVER, CO

Past

August 14, 2015 - September 14, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

CENTENNIAL, CO

Past

July 28, 2015 - July 5, 2016

GALLACHER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 113189

LONE TREE, CO

Past

July 28, 2015 - September 14, 2018

LPL FINANCIAL LLC

CRD#: 6413

CENTENNIAL, CO

Past

November 18, 2013 - August 3, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DENVER, CO

Past

November 6, 2013 - August 3, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA CAPITAL MANAGEMENT GROUP LLC

CRD#: 283624 / SEC#: 801-107838

RIA

Registered Investment Advisory firm - (5/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/18/2016)

IAR

Texas
(7/27/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/18/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/6/2013

General Securities Representative Examination

Current Firm

ALPHA CAPITAL MANAGEMENT GROUP LLC

CRD#: 283624 / SEC#: 801-107838

RIA

Registered Investment Advisory firm - (5/17/2016 Approved)

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Contact information

Main Address

250 Fillmore Street Suite 150, Denver, CO 80209

Mailing Address

Phone number

(303) 900-1940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/21/2025)

PART 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	457
AUM (Assets Under Management)	$ 613,459,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Ell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Ell's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

GALLACHER CAPITAL MANAGEMENT, LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ALPHA CAPITAL MANAGEMENT GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/18/2013

SIE

Date: 9/14/2018

Series 7

Date: 11/6/2013

Current Firm

ALPHA CAPITAL MANAGEMENT GROUP LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA CAPITAL MANAGEMENT GROUP LLC

TRUST BUT VERIFY

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