Brandon C. Shaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Christian Shaw, who also goes by Brandon Christian Shaw, Brandon Shaw, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2014. Brandon had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2020 - May 4, 2026
ASPEN CREEK WEALTH MANAGEMENT, LLC
August 1, 2019 - November 25, 2019
USAA INVESTMENT SERVICES COMPANY
July 31, 2019 - November 25, 2019
USAA FINANCIAL ADVISORS, INC.
October 20, 2016 - October 4, 2018
EDWARD JONES
September 20, 2016 - October 4, 2018
EDWARD JONES
July 10, 2014 - August 5, 2016
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASPEN CREEK WEALTH MANAGEMENT, LLC
CRD#: 160649 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 12,591,705 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
