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Evan Douglas Clark

JEFFERIES
BOSTON, MA
·CRD# 6237439·12 years experience

Professional Summary

Evan Douglas Clark is a registered financial advisor currently at JEFFERIES LLC located in Boston, Massachusetts. Evan is registered as a RR (Registered Representative) and started their career in finance in 2014. Evan has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

JEFFERIES LLC·CRD# 2347
BD
125 High Street Suite 2501, Boston, MA 02110
September 7, 2022 - Present
HARRIS WILLIAMS·CRD# 113930
BD
Richmond, VA
July 16, 2018 - August 3, 2022
CANACCORD GENUITY LLC·CRD# 1020
BD
Boston, MA
September 30, 2014 - December 17, 2014

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Current Firm

JL
JEFFERIES LLC

JEFFERIES & COMPANY, INC. | JEFFERIES LLC

CRD#: 2347 / SEC#: 8-15074
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

520 Madison Avenue, New York, NY 10022

Mailing Address

520 Madison Avenue 16th Floor, New York, NY 10022

Phone Number

(212) 284-2300

Established

Delaware since 03/01/2013

Firm Type

Limited Liability Company

Fiscal Year End

November

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JEFFERIES FINANCIAL GROUP INCDIRECT OWNER—
CAGNO, MARK LAWRENCEGLOBAL CONTROLLER, MANAGING DIRECTOR2510148
FISCELLA, MICHAEL EUGENEGLOBAL HEAD OF OPERATIONS, MANAGING DIRECTOR2490187
FORLENZA, PETER CHARLESGLOBAL HEAD OF EQUITIES, MANAGING DIRECTOR2366985
FRIEDMAN, BRIAN PAULDIRECTOR AND CHAIRMAN, EXECUTIVE COMMITTEE1298550
HANDLER, RICHARD BRIANCHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR1563245
LARSON, MATTHEW SCOTTEXECUTIVE VICE PRESIDENT AND CFO/ PRINCIPAL FINANCIAL OFFICER2605152
SCORAN, LAURI ACHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR2060170
SHARP, MICHAEL JAMESGENERAL COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENT1013864
STACCONI, JOHN FRANCOTREASURER1814227

Disclosures

Regulatory Event

133

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(9/3/2025)
RR
Massachusetts
(9/6/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jul 2018About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Sep 2014About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Evan Douglas Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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