Ty C. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ty Colin Mitchell was a registered financial professional .
Ty is a previously registered financial professional and started their career in finance in 2013. Ty had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2020 - January 12, 2022
FISHER INVESTMENTS
January 8, 2018 - June 15, 2020
USAA INVESTMENT SERVICES COMPANY
October 23, 2014 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
October 23, 2014 - June 12, 2020
USAA FINANCIAL ADVISORS, INC.
December 3, 2013 - June 3, 2014
EDWARD JONES
September 16, 2013 - June 3, 2014
EDWARD JONES
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
