Tom A. Mitchell
Professional summary
Tom Andre Mitchell JR., who also goes by Tom Andre Mitchell, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Georgetown, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Georgetown, Texas.
Tom is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Tom has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tom Andre Mitchell JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 2913 Williams Drive Suite 305, Georgetown, TX 78628October 8, 2013 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 2913 Williams Drive Suite 305, Georgetown, TX 78628March 19, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2023)
(12/1/2023)
Exams
FINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113,591 |
| AUM (Assets Under Management) | $ 24,429,418,155 |
Red Flags
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