KF
Kara N. Farrow
UNITED CAPITAL FINANCIAL ADVISORS
GREENWOOD VILLAGE, CO 80111
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CRD#: 6236987
KF
Professional summary
Kara Nicole Farrow, who also goes by Kara Farrow, Kara Nicole Kissell, Kara Kissell, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Greenwood Village, Colorado and INTEGRITY ALLIANCE, LLC. located in Greenwood Village, Colorado.
Kara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kara has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kara Farrow | Kara Nicole Kissell | Kara Kissell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.UNITED CAPITAL RISK MANAGEMENT, LLC POSITION: Employee NATURE: Insurance agency used for processing fixed insurance and annuity business. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2013 ADDRESS: 5655 S Yosemite St, Greenwood Village, CO 80111, USA, Greenwood Village CO 80111, United States DESCRIPTION: acting as an insurance agent and submitting business 2.UNITED CAPITAL FINANCIAL ADVISORS, LLC POSITION: Employee NATURE: Investment management and financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2013 ADDRESS: 5655 S Yosemite Street, Suite 450, Greenwood Village CO 80111, United States DESCRIPTION: Financial Advisor for individual clients 3.PERSONAL REAL ESTATE RENTAL PROPERTY POSITION: Owner NATURE: Rental Property, run by husband INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 11537 E 26th Ave, Denver CO 80238, United States DESCRIPTION: My husband and I own a rental house, my husband manages this.
CRS (Client Relationship Summary) - RIA
Click below to view Kara Nicole Farrow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2021 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 5655 S Yosemite Street Ste 450, Greenwood Village, CO 80111RIA
CRD#: 134600
GREENWOOD VILLAGE, CO
Current
November 3, 2025 - Present
INTEGRITY ALLIANCE, LLC.
Office #1: 5655 S. Yosemite St Ste 450, Greenwood Village, CO 80111RIA
BD
CRD#: 139627
Greenwood Village, CO
Past
February 9, 2024 - November 3, 2025
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
Greenwood Village, CO
Past
November 15, 2022 - November 16, 2023
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
COHOES, NY
Past
October 28, 2022 - November 16, 2023
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
Greenwood Village, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/3/2025)
RR
California(11/3/2025)
IAR
Colorado(2/1/2021)
RR
Colorado(11/3/2025)
RR
Connecticut(11/3/2025)
RR
Florida(11/5/2025)
RR
Georgia(11/3/2025)
RR
Hawaii(11/3/2025)
RR
Illinois(11/3/2025)
RR
Kansas(11/3/2025)
RR
Louisiana(11/3/2025)
RR
Massachusetts(11/3/2025)
RR
Missouri(11/3/2025)
RR
Montana(11/3/2025)
RR
Nevada(11/3/2025)
RR
New Mexico(11/3/2025)
RR
Ohio(11/3/2025)
RR
Oklahoma(11/3/2025)
RR
Oregon(11/3/2025)
RR
South Carolina(11/3/2025)
RR
South Dakota(11/3/2025)
RR
Tennessee(11/3/2025)
RR
Texas(11/3/2025)
RR
Virginia(11/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/28/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 E John Carpenter Frwy Suite 1300, Irving, TX 75062
Mailing Address
Phone number
(972) 822-2055
Established
Firm type
Fiscal year end
# of Employees
271
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
