Echo W. Pelster

ECHO FINANCIAL LLC

North Platte, NE 69101

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CRD#: 6236838

Professional summary

Echo Wreatha Pelster, who also goes by Echo Wreatha Garner, Echo Wreatha Laymon, Echo Wreatha Ogg, Echo Pelster, Echo Wreatha Pelster, is a registered financial advisor currently at ECHO FINANCIAL LLC located in North Platte, Nebraska.

Echo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Echo has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Echo Wreatha Garner | Echo Wreatha Laymon | Echo Wreatha Ogg | Echo Pelster | Echo Wreatha Pelster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[OPERATING UNDER THE DBA NAME OF ECHO FINANCIAL, LLC and Echo Pelster Insurance LLC FOR THE PURPOSE OF SELLING INSURANCE COMPANY PRODUCTS by MULTIPLE CARRIERS, AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ARNOLD, NE; START DATE: 03/2021]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Echo Wreatha Pelster's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2023 - Present

ECHO FINANCIAL LLC

Office #1: 111 Halligan Drive, North Platte, NE 69101Office #2: 203 W. Arnold, Arnold, NE 69120

RIA

CRD#: 324698

North Platte, NE

Past

February 5, 2021 - May 3, 2022

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

ARNOLD, NE

Past

January 21, 2021 - May 3, 2022

NYLIFE SECURITIES LLC

CRD#: 5167

ARNOLD, NE

Past

April 3, 2020 - December 23, 2020

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Arnold, NE

Past

April 1, 2020 - December 23, 2020

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Arnold, NE

Past

March 11, 2016 - April 2, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Stapleton, NE

Past

August 28, 2014 - April 2, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Stapleton, NE

Past

January 29, 2014 - August 18, 2014

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

NORTH PLATTE, NE

Past

September 9, 2013 - December 31, 2013

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

NORTH PLATTE, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/9/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/30/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/9/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ECHO FINANCIAL LLC

CRD#: 324698 / SEC#:

Nebraska

Registered Investment Advisory firm - (1/17/2023 Approved)

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Contact information

Main Address

203 W. Arnold, Arnold, NE 69120

Mailing Address

P.o. Box 155, Arnold, NE 69120

Phone number

(308) 848-2244

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	52
AUM (Assets Under Management)	$ 2,749,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Echo W. Pelster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Echo Wreatha Pelster's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

FARMERS FINANCIAL SOLUTIONS, LLC

THE O.N. EQUITY SALES COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 3/9/2016

Series 63

Date: 9/30/2013

SIE

Date: 10/1/2018

Series 7

Date: 11/4/2015

Series 6

Date: 9/9/2013

Current Firm

ECHO FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ECHO FINANCIAL LLC

TRUST BUT VERIFY

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