William D. Allen

RED DOOR WEALTH MANAGEMENT

MEMPHIS, TN 38120

Some features on this profile are disabled

CRD#: 6236635

Professional summary

William Daniel Allen, who also goes by Daniel Allen, is a registered financial advisor currently at RED DOOR WEALTH MANAGEMENT, LLC located in Memphis, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. William has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Daniel Allen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2015 - Present

RED DOOR WEALTH MANAGEMENT, LLC

Office #1: 965 Ridge Lake Blvd Suite 105, Memphis, TN 38120

RIA

CRD#: 153235

MEMPHIS, TN

Past

November 8, 2013 - August 14, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

MEMPHIS, TN

Past

October 4, 2013 - August 14, 2015

LPL FINANCIAL LLC

CRD#: 6413

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RED DOOR WEALTH MANAGEMENT, LLC

CRD#: 153235 / SEC#: 801-79374

RIA

Registered Investment Advisory firm - (3/31/2014 Approved)

Louisiana

Registered Investment Advisory firm - (4/8/2014 Terminated)

Tennessee

Registered Investment Advisory firm - (5/4/2014 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(7/9/2015)

IAR

Texas
(10/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/8/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/14/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/2013

General Securities Representative Examination

Current Firm

RED DOOR WEALTH MANAGEMENT, LLC

CRD#: 153235 / SEC#: 801-79374

RIA

Registered Investment Advisory firm - (3/31/2014 Approved)

Louisiana

Registered Investment Advisory firm - (4/8/2014 Terminated)

Tennessee

Registered Investment Advisory firm - (5/4/2014 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

965 Ridge Lake Blvd Suite 105, Memphis, TN 38120

Mailing Address

Phone number

(901) 681-0018

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/27/2025)

Regulatory assets under management

Total Number of Accounts	3,928
AUM (Assets Under Management)	$ 2,520,524,776

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/15/2025	Cover Page	Report
01/22/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stacey Hyde

ENVISION FINANCIAL PLANNING, LLC

IAR

Memphis, TN

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William D. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Daniel Allen's CRS (Customer Relationship Summary).

Certified licenses

Experience

RED DOOR WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

RED DOOR WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/8/2013

SIE

Date: 8/14/2015

Series 7

Date: 10/4/2013

Current Firm

RED DOOR WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RED DOOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors