Philip L. Ziesemer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Lee Ziesemer was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2013. Philip had worked at 2 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2014 - August 14, 2018
ELKHORN SECURITIES, LLC
December 18, 2013 - May 8, 2014
CAPE SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
ELKHORN SECURITIES, LLC
CRD#: 168905 / SEC#: , 8-69342
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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