Kevin Mclaughlin

RENUAA RISK MANAGEMENT ADVISORS

Jersey City, NJ

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CRD#: 6236026

Professional summary

Kevin Mclaughlin is a registered financial advisor currently at RENUAA RISK MANAGEMENT ADVISORS located in Jersey City, New Jersey.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Kevin has worked at 2 firms and has passed the Series 63, Series 3, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2022 - Present

RENUAA RISK MANAGEMENT ADVISORS

RIA

CRD#: 318084

Jersey City, NJ

Past

August 8, 2014 - August 10, 2016

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/27/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/15/2017

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 8/10/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 8/8/2014

Investment Banking Registered Representative Examination

Current Firm

RENUAA RISK MANAGEMENT ADVISORS

RENUAA RISK MANAGEMENT ADVISORS | RENUAA RISK MANAGEMENT ADVISORS LLC

CRD#: 318084 / SEC#:

New Jersey

Registered Investment Advisory firm - (1/19/2022 Approved)

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Contact information

Main Address

Jersey City, NJ

Mailing Address

Phone number

(917) 225-7505

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin Mclaughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

RENUAA RISK MANAGEMENT ADVISORS

DEUTSCHE BANK SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/27/2015

Series 3

Date: 7/15/2017

SIE

Date: 8/10/2016

Series 79

Date: 8/8/2014

Current Firm

RENUAA RISK MANAGEMENT ADVISORS

Contact information

Documents

Red Flags

Company Information

RENUAA RISK MANAGEMENT ADVISORS

TRUST BUT VERIFY

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