Brandon H. Correa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Holly Correa was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2013. Brandon had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2022 - August 28, 2025
THRIVE PORTFOLIOS
October 30, 2013 - June 18, 2014
ROBERT W. BAIRD & CO. INCORPORATED
September 26, 2013 - June 18, 2014
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
THRIVE PORTFOLIOS
CRD#: 314414 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 2,237,856 |
Red Flags
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