Nathan F. Bowers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Faust Bowers was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2021. Nathan had worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2021 - March 27, 2023
BARNABAS CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 7/3/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
BARNABAS CAPITAL, LLC
CRD#: 297890 / SEC#: , 8-70192
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBASSADOR CAPITAL, LLC | DIRECT OWNER | |
| CAPITAL CALL, LLC | DIRECT OWNER | |
| COOPER FAMILY ENTERPRISES, LLC | DIRECT OWNER | |
| ERICKA A. CAIN OR SUCCESSOR, AS TRUSTEE OF THE REVOCABLE TRUST OF ERICKA A. CAIN U/A/D JUNE 23, 2010 | DIRECT OWNER | |
| LEE, JOSEPH CHARLES JR | DIRECT OWNER | 2783885 |
| LIFE INNOVATIONS, LLC | DIRECT OWNER | |
| WILLIAM H. CAIN, OR SUCCESSOR, AS TRUSTEE OF THE REVOCABLE TRUST OF WILLIAN H. CAIN U/A/D JUNE 23, 2010 | DIRECT OWNER | |
| CAIN, ERICKA ADAMS MS. | TRUSTEE | |
| CAIN, WILLIAM HENRY | TRUSTEE | |
| ENTERLINE CAPITAL, LLC | DIRECT OWNER | |
| HAYES, SUSAN ANN | FINOP / PFO / POO | 2856326 |
| POWELL, JOSEPH CARL | PRESIDENT | 4798071 |
| STANTON, KIMBERLY MARIE | CHIEF COMPLIANCE OFFICER | 6574919 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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