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MS

Michael E. Sullivan

SULLIVAN DUNN WEALTH MANAGEMENT
OKEMOS, MI 48864
Some features on this profile are disabled
CRD#: 6235164
MS

Professional summary

Michael Edward Sullivan is a registered financial advisor currently at SULLIVAN DUNN WEALTH MANAGEMENT located in Okemos, Michigan.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- licensed insurance agent - trustee for and beneficiary of a family trust

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edward Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2025 - Present

SULLIVAN DUNN WEALTH MANAGEMENT

Office #1: 4660 Marsh Road, Okemos, MI 48864
RIA
CRD#: 333496
OKEMOS, MI
Past

May 15, 2023 - October 3, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
BATH, MI
Past

May 15, 2023 - October 3, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
BATH, MI
Past

July 19, 2018 - May 15, 2023

SPC

RIA
CRD#: 110692
Bath, MI
Past

July 19, 2018 - May 15, 2023

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
Bath, MI
Past

June 16, 2016 - July 24, 2018

CETERA ADVISORS LLC

RIA
CRD#: 10299
BATH, MI
Past

May 5, 2016 - July 24, 2018

CETERA ADVISORS LLC

BD
CRD#: 10299
BATH, MI
Past

February 20, 2014 - May 2, 2016

NYLIFE SECURITIES LLC

BD
CRD#: 5167
OKEMOS, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(1/22/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/9/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/20/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/8/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/20/2014
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SD
SULLIVAN DUNN WEALTH MANAGEMENT
RETIRE PEACEFULLY | SULLIVAN FINANCIAL, LLC | SULLIVAN FINANCIAL LLC | SULLIVAN DUNN WEALTH MANAGEMENT

CRD#: 333496 / SEC#:

Michigan
Registered Investment Advisory firm - (11/15/2024 Approved)
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Contact information

Main Address
4660 Marsh Road, Okemos, MI 48864
Mailing Address
Phone number
(517) 899-2247
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SULLIVAN DUNN WEALTH MANAGEMENT

CRD#: 333496Okemos, MI 48864

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