RS
Raymond W. Sperring
CLEARLAKE CAPITAL ASSET MANAGEMENT
SANTA MONICA, CA 90401
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CRD#: 6235076
RS
Professional summary
Raymond William Sperring, who also goes by Rsymond William Sperring, is a registered financial advisor currently at CLEARLAKE CAPITAL ASSET MANAGEMENT, LLC located in Santa Monica, California.
Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Raymond has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rsymond William Sperring
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRIUMPH SAVINGS BANK, SSB, 12700 PARK CENTRAL DRIVE, SUITE 1700 DALLAS, TX; TEXAS SAVINGS BANK, EVP AND CHIEF INVESTMENT OFFICER; 7/1/2012; RESPONSIBLE FOR INVESTMENT ACTIVITY AT THE BANK. 25% OF TIME SPENT IN THIS ROLE. TRIUMPH BANCORP, INC./TRIUMPH CONSOLIDATED COS., LLC; 12700 PARK CENTRAL DRIVE, SUITE 1700, DALLAS, TX; BANK/FINANCIAL HOLDING COMPANIES; EVP; 7/1/2012; RESPONSIBLE FOR INVESTMENT AND STRATEGIC ACTIVITY AT THE HOLDING COMPANIES; 60% OF BUSINESS TIME SPENT IN THIS ROLE. TRIUMPH CRA HOLDINGS, LLC; 12700 PARK CENTRAL DRIVE, SUITE 1700 DALLAS, TX; MANAGER OF INVESTMENT VEHICLES; 11/2012; RESPONSIBLE FOR OVERSEEING COMPANY'S ROLE IN PROVIDING COMMUNITY DEVELOPMENT INVESTMENT AND ADVISORY SERVICES; 5% OF BUSINESS TIME SPENT IN THIS ROLE. ALL INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond William Sperring's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2013 - Present
CLEARLAKE CAPITAL ASSET MANAGEMENT, LLC
Office #1: 233 Wilshire Boulevard Suite 800, Santa Monica, CA 90401RIA
CRD#: 167408
SANTA MONICA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CLEARLAKE CAPITAL ASSET MANAGEMENT, LLC
CLEARLAKE CAPITAL ASSET MANAGEMENT, LLC | WHITESTAR ASSET MANAGEMENT LLC | TRIUMPH CAPITAL ADVISORS LLC | TRIUMPH CAPITAL ADVISORS
CRD#: 167408 / SEC#: 801-78493
RIA
Registered Investment Advisory firm - (11/5/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/16/2013)
Exams
Current Firm
CC
CLEARLAKE CAPITAL ASSET MANAGEMENT, LLC
CLEARLAKE CAPITAL ASSET MANAGEMENT, LLC | WHITESTAR ASSET MANAGEMENT LLC | TRIUMPH CAPITAL ADVISORS LLC | TRIUMPH CAPITAL ADVISORS
CRD#: 167408 / SEC#: 801-78493
RIA
Registered Investment Advisory firm - (11/5/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
233 Wilshire Boulevard Suite 800, Santa Monica, CA 90401
Mailing Address
Phone number
(310) 400-8800
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 2,082,615,009 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
