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JS

Jared Smallwood

SMALLWOOD WEALTH MANAGEMENT
Red Bank, NJ 07701
Some features on this profile are disabled
CRD#: 6234719
JS

Professional summary

Jared Smallwood is a registered financial advisor currently at SMALLWOOD WEALTH MANAGEMENT located in Red Bank, New Jersey.

Jared is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Jared has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Smallwood's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 27, 2024 - Present

SMALLWOOD WEALTH MANAGEMENT

Office #1: 199 Broad Street, Red Bank, NJ 07701
RIA
CRD#: 288663
Red Bank, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SMALLWOOD WEALTH MANAGEMENT
SMALLWOOD ASSOCIATES, LTD | SMALLWOOD WEALTH MANAGEMENT | SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC

CRD#: 288663 / SEC#: 801-110658

RIA
Registered Investment Advisory firm - (6/16/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(6/27/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/21/2024
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/15/2024
Securities Industry Essentials Examination

Current Firm

SW
SMALLWOOD WEALTH MANAGEMENT
SMALLWOOD ASSOCIATES, LTD | SMALLWOOD WEALTH MANAGEMENT | SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC

CRD#: 288663 / SEC#: 801-110658

RIA
Registered Investment Advisory firm - (6/16/2017 Approved)
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Contact information

Main Address
199 Broad Street, Red Bank, NJ 07701
Mailing Address
Phone number
(732) 542-1565
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC (11/26/2025)
WRAP FEE BROCHURE- SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC (11/26/2025)

Regulatory assets under management

Total Number of Accounts406
AUM (Assets Under Management)$ 294,528,469

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SMALLWOOD WEALTH MANAGEMENT

CRD#: 288663Red Bank, NJ 07701

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