Justin Habermehl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Habermehl, who also goes by Justin E Habermehl, Justin Edward Habermehl, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2014. Justin had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2023 - December 10, 2024
UMERGENCE LLC
March 23, 2021 - June 23, 2021
UMERGENCE LLC
April 13, 2017 - April 17, 2019
MORGAN STANLEY
April 13, 2017 - April 17, 2019
MORGAN STANLEY
September 22, 2014 - April 17, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 2014 - April 17, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 16, 2014 - June 10, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UMERGENCE LLC
CRD#: 284368 / SEC#: , 8-69801
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
