Alexander Joseph Monk, CFP | Financial Professional | Forest Hill, Maryland

Professional summary

Alexander Joseph Monk, CFP® is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in Forest Hill, Maryland and ARKADIOS CAPITAL located in Forest Hill, Maryland.

Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Alexander has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. AKERS FINANCIAL GROUP, POSITION: ASSOCIATE FINANCIAL PLANNER NATURE: FINANCIAL PLANNING BUSINESS TO INCLUDE THE SALE OF LIFE, HEALTH, LTC AND AUNNITY INSURANCE PRODUCTS, SECURITIES, MONEY MANAGEMENT AND FINANCIAL ADVICE. INVESTMENT RELATED: YES NUMBER OF HOURS: 200 INVESTMENT RELATED HOURS: 160 START DATE: 05/29/2012, ADDRESS: 126-1 INDUSTRY LANE, FOREST HILL MD 21050, DESCRIPTION: HELP SERVICE AND CREATE FINANCIAL PLANSREVIEW MARKET CONDITIONSRESEARCH INVESTMENT PRODUCTSRESEARCH INSURANCE PRODUCTSSPEAK WITH CLIENTS WITH QUESTIONS ABOUT THEIR FINANCIAL PLANS 2. PLANNING WITH A PURPOSE, POSITION: CoHost/Employee NATURE: One hour long weekly live call-in radio show, "Planning with a purpose". Selling up to 7 30-60 second ads to outside businesses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/17/2017, ADDRESS: 126-1 Industry Lane, Forest Hill MD 21050, DESCRIPTION: selling ad space on the radio show 3. S. ALEXANDER, L.L.C., POSITION: Managing Partner NATURE: Veteran Owned consulting company INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/23/2019, ADDRESS: 2402 Chatau Ct, Fallston MD 21047-2319, DESCRIPTION: bookkeeping, business planning, logistics & other small business operations 4. WINNING IN RETIREMENT, POSITION: Co Host / Employee NATURE: One hour, weekly radio show INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/11/2020, Address: 126-1 Industry Lane, Forest Hill MD 21050, DESCRIPTION: Co-hosting show 5. DANIEL ALAN, LLC, POSITION: Tax Preparer NATURE: Tax preparation, Daniel Alan, LLC will be buying the existing Tax practice called Akers Tax Service on 1/15/2021, which is 100% owned by Danny Akers. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 01/15/2021, ADDRESS: 126 Industry Lane, Forest Hill MD 21050, DESCRIPTION: Tax preparation. 6. WEDDING OFFICIANT, POSITION: Ordained Minister NATURE: Wedding Officiant for friends & family INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021, ADDRESS: 2402 Chatau Ct, Fallston MD 21047, DESCRIPTION: preform wedding ceremonies - nothing is charged for my services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Joseph Monk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

August 16, 2022 - Present

ARKADIOS WEALTH ADVISORS

Office #1: 134 Industry Lane, Suite 5, Forest Hill, MD 21050

RIA

CRD#: 288863

Forest Hill, MD

Current

August 16, 2022 - Present

ARKADIOS CAPITAL

Office #1: 134 Industry Lane, Suite 5, Forest Hill, MD 21050

BD

CRD#: 282710

Forest Hill, MD

Past

January 10, 2022 - September 30, 2022

KALOS MANAGEMENT

RIA

CRD#: 133025

Forest Hill, MD

Past

January 7, 2022 - September 30, 2022

KALOS CAPITAL, INC.

BD

CRD#: 44337

FOREST HILL, MD

Past

September 16, 2013 - January 7, 2022

KALOS MANAGEMENT

RIA

CRD#: 133025

Forest Hill, MD

Past

September 9, 2013 - January 7, 2022

KALOS CAPITAL, INC.

BD

CRD#: 44337

FOREST HILL, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AW

ARKADIOS WEALTH ADVISORS

CRD#: 288863 / SEC#: 801-110833

RIA

Registered Investment Advisory firm - (7/17/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Delaware
(8/19/2022)

RR

Florida
(8/16/2022)

RR

Maryland
(8/16/2022)

IAR

Maryland
(8/16/2022)

RR

North Carolina
(10/5/2022)

RR

Pennsylvania
(8/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 9/9/2013

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 8/23/2013

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

AW

ARKADIOS WEALTH ADVISORS

CRD#: 288863 / SEC#: 801-110833

RIA

Registered Investment Advisory firm - (7/17/2017 Approved)

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Contact information

Main Address

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305

Mailing Address

Phone number

(404) 445-0035

Established

Firm type

Fiscal year end

# of Employees

188

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PEAK WRAP FEE PROGRAM BROCHURE (3/31/2025)

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	12,091
AUM (Assets Under Management)	$ 3,856,398,203

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander J. Monk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Joseph Monk's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS CAPITAL

KALOS MANAGEMENT

KALOS CAPITAL, INC.

KALOS MANAGEMENT

KALOS CAPITAL, INC.

Primary Firm SEC Registration

ARKADIOS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/23/2013

FINRA

Current Firm

ARKADIOS WEALTH ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARKADIOS WEALTH ADVISORS

TRUST BUT VERIFY

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