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Charmis L. Davis

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CRD#: 62341
CD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charmis Llewellyn Davis, who also goes by Charmis Llewllyn Davis, Llewellyn Charmis Davis, was a registered financial professional .

Charmis is a previously registered financial professional and started their career in finance in 1987. Charmis had worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Charmis Llewllyn Davis | Llewellyn Charmis Davis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 6, 1997 - November 12, 2020

DEWITT CAPITAL MANAGEMENT LLC

RIA
CRD#: 105945
WESTPORT, CT
Past

September 22, 1987 - December 19, 1987

SBC WARBURG DILLON READ INC.

BD
CRD#: 1650

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 2/18/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


DC
DEWITT CAPITAL MANAGEMENT LLC
DEWITT CAPITAL MANAGEMENT LLC

CRD#: 105945 / SEC#: 801-49159

RIA
Registered Investment Advisory firm - (6/12/2012 Terminated)
Connecticut
Registered Investment Advisory firm - (5/22/2012 Approved)
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Contact information


Main Address
6 Brandon Lane, Mystic, CT 06355
Mailing Address
Phone number
(203) 258-0028
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts16
AUM (Assets Under Management)$ 21,367,809

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DEWITT CAPITAL MANAGEMENT LLC

CRD#: 105945

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