Eric Brahm Gottesman
Professional Summary
Eric Brahm Gottesman was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 2013 - 2014. Eric had worked at 1 firm and has passed the Series 79 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
ERNST & YOUNG CORPORATE FINANCE (CANADA) INC. | EY-PARTHENON BD INC. | EY CORPORATE FINANCE (CANADA)
Contact Information
Main Address
100 Adelaide Street West, Ey Tower, Toronto, Ontario, M5H 0B3Mailing Address
100 Adelaide Street West, Ey Tower Po Box 1, Toronto, Ontario, M5H 0B3Phone Number
(416) 943-3101Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EY ADVISORY SERVICES INC. | PARENT | — |
| DUNN, KEVIN SHANE | DIRECTOR | 5464609 |
| HUTCHINSON, CHRISTOPHER BRIAN | FINANCIAL AND OPERATIONS PRINCIPAL | 6010273 |
| IANNI, ANTHONY | DIRECTOR/CHAIRMAN | 4727825 |
| MCMILLAN, BROCK MURRAY | PRESIDENT | 5189976 |
| ROY, SHARA NICOLE | OFFICER (SECRETARY) | 7621988 |
| SAVAGE, DOUGLAS ROBERT | CHIEF COMPLIANCE OFFICER | 6526291 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Nov 2013About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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