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AM

Ana C. Mahony

ADDITION WEALTH
New York, NY
Some features on this profile are disabled
CRD#: 6233731
AM

Professional summary

Ana Clara Mahony is a registered financial advisor currently at ADDITION WEALTH located in New York, New York.

Ana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Ana has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ana Clara Mahony's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 9, 2023 - Present

ADDITION WEALTH

RIA
CRD#: 318018
New York, NY
Past

October 1, 2013 - October 29, 2014

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ADDITION WEALTH
ADDITION | RETIRE SOUND INC. | ADDITION WEALTH

CRD#: 318018 / SEC#: 801-125972

RIA
Registered Investment Advisory firm - (8/4/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(5/9/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 10/4/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/29/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/1/2013
General Securities Representative Examination

Current Firm

AW
ADDITION WEALTH
ADDITION | RETIRE SOUND INC. | ADDITION WEALTH

CRD#: 318018 / SEC#: 801-125972

RIA
Registered Investment Advisory firm - (8/4/2022 Approved)
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Contact information

Main Address
New York, NY
Mailing Address
Phone number
(917) 426-6711
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADDITION WEALTH PART 2A - MARCH 2025 (3/24/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADDITION WEALTH

CRD#: 318018New York, NY

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