John K. Williford-iii
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kenneth Williford-iii, who also goes by John Kenneth Williford III, John Kenneth Williford, John Williford, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2013. John had worked at 3 firms and has passed the Series 63, Series 50, Series 7TO, SIE, Series 79, Series 7, Series 52 and Series 54 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2023 - May 5, 2025
STONEHAVEN, LLC
March 6, 2018 - March 16, 2020
HERBERT J. SIMS & CO, INC.
August 22, 2013 - March 7, 2018
FHN FINANCIAL SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/28/2023
General Securities Representative ExaminationCurrent Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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