Andrew Jay Stenzel
Professional Summary
Andrew Jay Stenzel, who also goes by Andrew Jay Stenzel, Andrew Stenzel, Andy Stenzel, is a registered financial advisor currently at LORD AND RICHARDS located in Highlands Ranch, Colorado. Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Andrew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andrew Jay Stenzel, Andrew Stenzel, Andy Stenzel
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
LORD AND RICHARDS | LORD AND RICHARDS, INC. | LORD AND RICHARDS WEALTH MANAGEMENT, LLC | LORD AND RICHARDS WEALTH MANAGEMENT
Contact Information
Main Address
8744 Kendrick Castillo Way Suite 100, Highlands Ranch, CO 80129Phone Number
(720) 214-6801# of Employees
18SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,363AUM (Assets Under Management)
$128,761,154Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LORD AND RICHARDS | LORD AND RICHARDS, INC. | LORD AND RICHARDS WEALTH MANAGEMENT, LLC | LORD AND RICHARDS WEALTH MANAGEMENT
State Registrations and Notice Filings
(6/18/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Andrew Jay Stenzel's CRS (Customer Relationship Summary).
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