Adam L. Rainey
STAR CAPITAL
Rochester, MN 55901
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CRD#: 6232758
Professional summary
Adam Lee Rainey, CFP® is a registered financial advisor currently at STAR CAPITAL INC. located in Rochester, Minnesota and STRATEGIC ASSET MANAGEMENT LLC. located in Rochester, Minnesota.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Adam has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) STRATEGIC TAX AND RETIREMENT; DBA; CORP; 0% OWNERSHIP; EMPLOYEE; INDEFINITE TERM; 2) Star Capital Inc; RIA-IAR, 5-10 hours per month spent on activity, all during trading hours. 2) Star Capital; Investment Advice RIA-IAR. 5-10 hours per month spent on activity. 5-10 hours per month spent on activity during trading hours. 3) Strategic Asset Management; RIA-IAR; Investment related; 2434 Superior Dr NW Rochester MN 55901; Start date: 2024-03-30; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Becky Badke. 4) Strategic Retirement Solutions; Owner/Planner; Investment related; 2434 Superior Dr NW Rochester MN 55901; Description of the business: Financial planning arm of the company; Start date: 2014-11-14; Hours per month devoted to business during trading hours: 25; Hours per month devoted to business outside trading hours: 25; Percentage of total yearly compensation expected to be derived from the business: 50. 5) My Life Guys; Insurance Agent; Investment related; 2434 Superior DR Nw, Ste 101 Rochester MN 55901; Description of the business: Actively doing insurance business under the My life guys insurance company ; Responsibilities Duties: Informing and soliciting business in the insurance field ; Start date: 2024-01-01; Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 0 Percentage of total yearly compensation expected to be derived from the business: 30; Contact person at the organization: Gregory Nelson.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Lee Rainey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
October 11, 2016 - Present
STAR CAPITAL INC.
Office #1: 2434 Superior Dr. Nw Suite 101, Rochester, MN 55901RIA
CRD#: 171057
Rochester, MN
Current
March 26, 2024 - Present
STRATEGIC ASSET MANAGEMENT LLC.
Office #1: 2434 Superior Drive Nw Suite 101, Rochester, MN 55901RIA
CRD#: 306384
Rochester, MN
Current
October 8, 2015 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 2434 Superior Dr Nw Suite 101, Rochester, MN 55901BD
CRD#: 157045
Rochester, MN
Past
March 9, 2015 - October 8, 2015
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
ROCHESTER, MN
Past
November 14, 2014 - October 8, 2015
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
ROCHESTER, MN
Past
June 12, 2014 - November 14, 2014
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
BD
CRD#: 130139
PLYMOUTH, MN
Past
May 23, 2014 - November 26, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
ROCHESTER, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
STAR CAPITAL INC.
RIDGELINE FINANCIAL STRATEGIES | STRATEGIC RETIREMENT SOLUTIONS | STAR CAPITAL INC.
CRD#: 171057 / SEC#: 801-128552
RIA
Registered Investment Advisory firm - (8/11/2023 Approved)Arkansas
Registered Investment Advisory firm - (8/15/2023 Terminated)Florida
Registered Investment Advisory firm - (8/15/2023 Terminated)Illinois
Registered Investment Advisory firm - (8/15/2023 Terminated)Iowa
Registered Investment Advisory firm - (8/15/2023 Terminated)Louisiana
Registered Investment Advisory firm - (8/15/2023 Terminated)Minnesota
Registered Investment Advisory firm - (9/25/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/17/2023 Terminated)New York
Registered Investment Advisory firm - (8/15/2023 Terminated)Texas
Registered Investment Advisory firm - (8/15/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(9/9/2016)
RR
Minnesota(10/8/2015)
IAR
Minnesota(10/11/2016)
RR
Wisconsin(9/9/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SC
STAR CAPITAL INC.
RIDGELINE FINANCIAL STRATEGIES | STRATEGIC RETIREMENT SOLUTIONS | STAR CAPITAL INC.
CRD#: 171057 / SEC#: 801-128552
RIA
Registered Investment Advisory firm - (8/11/2023 Approved)Arkansas
Registered Investment Advisory firm - (8/15/2023 Terminated)Florida
Registered Investment Advisory firm - (8/15/2023 Terminated)Illinois
Registered Investment Advisory firm - (8/15/2023 Terminated)Iowa
Registered Investment Advisory firm - (8/15/2023 Terminated)Louisiana
Registered Investment Advisory firm - (8/15/2023 Terminated)Minnesota
Registered Investment Advisory firm - (9/25/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/17/2023 Terminated)New York
Registered Investment Advisory firm - (8/15/2023 Terminated)Texas
Registered Investment Advisory firm - (8/15/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Southdale Center, Edina, MN 55435
Mailing Address
Phone number
(651) 444-1116
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,572 |
| AUM (Assets Under Management) | $ 143,466,937 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STAR CAPITAL INC.
CRD#: 171057Rochester, MN 55901TRUST BUT VERIFY
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