Nathan E. Bauer

PACE FINANCIAL ADVISORS

Hillsboro, OR 97123

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CRD#: 6232690

Professional summary

Nathan Edward Bauer is a registered financial advisor currently at PACE FINANCIAL ADVISORS located in Hillsboro, Oregon.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nathan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: Nathan Bauer (individually); POSITION: Insurance Agent; NATURE: Independent Insurance Agent; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 1; DURING SECURITIES TRADING HOURS: 1; START DATE: 1/1/23; ADDRESS: 111 SE 3rd Avenue, Suite B, Hillsboro, OR 97123, United States; DESCRIPTION: Sell insurance and service existing contracts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Edward Bauer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2022 - Present

PACE FINANCIAL ADVISORS

Office #1: 421 Se Washington Street, Hillsboro, OR 97123

RIA

CRD#: 318359

Hillsboro, OR

Past

September 7, 2022 - August 21, 2023

LPL FINANCIAL LLC

CRD#: 6413

HILLSBORO, OR

Past

September 17, 2020 - April 1, 2022

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

Hillsboro, OR

Past

August 11, 2017 - September 9, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Hillsboro, OR

Past

August 11, 2017 - September 9, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Hillsboro, OR

Past

October 24, 2013 - August 14, 2017

EDWARD JONES

RIA

CRD#: 250

SCAPPOOSE, OR

Past

September 16, 2013 - August 14, 2017

EDWARD JONES

CRD#: 250

SCAPPOOSE, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACE FINANCIAL ADVISORS

PACE FINANCIAL ADVISORS | PACE FINANCIAL ADVISORS, INC.

CRD#: 318359 / SEC#: 801-123174

RIA

Registered Investment Advisory firm - (2/4/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(4/1/2022)

IAR

Texas
(3/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/2013

General Securities Representative Examination

Current Firm

PACE FINANCIAL ADVISORS

PACE FINANCIAL ADVISORS | PACE FINANCIAL ADVISORS, INC.

CRD#: 318359 / SEC#: 801-123174

RIA

Registered Investment Advisory firm - (2/4/2022 Approved)

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Contact information

Main Address

421 Se Washington Street, Hillsboro, OR 97123

Mailing Address

Phone number

(971) 727-8434

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PACE FINANCIAL ADVISORS - FORM ADV PART 2A (6/2/2025)

Regulatory assets under management

Total Number of Accounts	4,071
AUM (Assets Under Management)	$ 390,054,826

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Nathan E. Bauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Edward Bauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

PACE FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/16/2013

Current Firm

PACE FINANCIAL ADVISORS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACE FINANCIAL ADVISORS

TRUST BUT VERIFY

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