Terrence A. Singh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Ashmead Singh, who also goes by Terrence A. Singh, Terrence Singh, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 2015. Terrence had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2018 - February 12, 2019
ALLY INVEST SECURITIES LLC
January 23, 2017 - August 21, 2017
CAPITAL ANALYSTS
January 19, 2017 - August 21, 2017
LINCOLN INVESTMENT
December 19, 2016 - August 21, 2017
LINCOLN INVESTMENT
June 10, 2016 - December 21, 2016
STATE FARM VP MANAGEMENT CORP.
January 6, 2015 - April 13, 2016
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALLY INVEST SECURITIES LLC
CRD#: 136131 / SEC#: , 8-66982
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
