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ZV

Zachary Vouros

CLICK CAPITAL MARKETS
Scottsdale, AZ 85260
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CRD#: 6232437
ZV

Professional summary


Zachary Vouros, who also goes by Zackary Vouros, is a registered financial professional currently at CLICK CAPITAL MARKETS located in Scottsdale, Arizona.

Zachary is registered as a RR (Registered Representative) and started their career in finance in 2014. Zachary has worked at 3 firms and has passed the Series 66, Series 99TO, Series 7TO, Series 52TO, Series 3, SIE, Series 52 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Zackary Vouros

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Zachary Vouros's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 23, 2024 - Present

CLICK CAPITAL MARKETS

Office #1: 9835 E Bell Road Suite 110, Scottsdale, AZ 85260
BD
CRD#: 168376
Scottsdale, AZ
Past

March 11, 2014 - September 20, 2021

FIRST TRUST ADVISORS LP

RIA
CRD#: 107027
WHEATON, IL
Past

January 1, 2014 - September 20, 2021

FIRST TRUST PORTFOLIOS L.P.

BD
CRD#: 28519
WHEATON, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/12/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/7/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 7/2/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/1/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 12/1/2022
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 11/22/2021
National Commodity Futures Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CC
CLICK CAPITAL MARKETS
ASTON DIEL HOLDINGS, LLC | CLICKIPO | CLICK IPO, LLC | CLICK IPO SECURITIES, LLC | CLICK CAPITAL MARKETS | ASTON DIEL SECURITIES, LLC

CRD#: 168376 / SEC#: , 8-69304

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
9835 E Bell Road Suite 110, Scottsdale, AZ 85260
Mailing Address
Po Box 21154, Mesa, AZ 85277
Phone number
(602) 633-4513
Established
Arizona since 06/28/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CLICK IPO HOLDINGS, LLCSOLE MEMBER
BASKETT, ERINFINOP/ CFO4538604
BEVAUN, MARLONFINOP6259795
COYLE, SCOTT WILLIAMCHIEF EXECUTIVE OFFICER1512382
MERINGOLO, THOMAS NMNCCO4192542
SHAW, BRADLEY THOMASDIRECTOR OF BROKER DEALER OPERATIONS2067034

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CLICK CAPITAL MARKETS

CRD#: 168376Scottsdale, AZ 85260

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