Jeff T. Lowrie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeff Todd Lowrie, who also goes by Jeffrey Todd Lowrie, Jeffrey Lowrie, was a registered financial professional .
Jeff is a previously registered financial professional and started their career in finance in 2013. Jeff had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2023 - October 17, 2025
SANDHILL INVESTMENT MANAGEMENT
October 6, 2017 - April 17, 2023
CAPITAL CLIENT GROUP, INC.
January 27, 2017 - April 17, 2023
CAPITAL CLIENT GROUP, INC.
October 10, 2013 - May 1, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
SANDHILL INVESTMENT MANAGEMENT
CRD#: 129800 / SEC#: 801-63194
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/14/2020
General Securities Representative ExaminationCurrent Firm
SANDHILL INVESTMENT MANAGEMENT
CRD#: 129800 / SEC#: 801-63194
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,326 |
| AUM (Assets Under Management) | $ 2,233,929,143 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
