Thomas E. Kerley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Edward Kerley was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2013. Thomas had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2016 - February 20, 2020
PLEROMA INVESTMENT CORPORATION
October 4, 2013 - July 5, 2016
WELLS FARGO CLEARING SERVICES, LLC
September 12, 2013 - July 5, 2016
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PLEROMA INVESTMENT CORPORATION
CRD#: 284354 / SEC#:
Contact information
Red Flags
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