David Krist

MILLINGTON FINANCIAL ADVISORS

Naperville, IL 60540

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CRD#: 6231870

Professional summary

David Krist, CFP®, who also goes by Dave Krist, is a registered financial advisor currently at MILLINGTON FINANCIAL ADVISORS, LLC located in Naperville, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Krist

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Director, Habitat for Humanity of Illinois Non-investment related 5183 Harlem Road, Suite 3 Loves Park, IL 61111 Started February 2015 2 hours per month- 0 hours during trading hours Serves on the Board of Directors for Habitat for Humanity of Illinois, a non-profit entity. No compensation is received, but Mr. Krist does have the capacity to direct funds.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Krist's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 3, 2021 - Present

MILLINGTON FINANCIAL ADVISORS, LLC

Office #1: 222 S. Mill Street, Naperville, IL 60540

RIA

CRD#: 156315

Naperville, IL

Past

November 12, 2013 - March 2, 2021

VANTAGE FINANCIAL PARTNERS LIMITED

RIA

CRD#: 123351

ARLINGTON HEIGHTS, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MILLINGTON FINANCIAL ADVISORS, LLC

CRD#: 156315 / SEC#: 801-124802

RIA

Registered Investment Advisory firm - (4/29/2022 Approved)

Florida

Registered Investment Advisory firm - (3/18/2025 Terminated)

Illinois

Registered Investment Advisory firm - (4/21/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/18/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/3/2021)

IAR

Texas
(3/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/2013

Uniform Investment Adviser Law Examination

Current Firm

MILLINGTON FINANCIAL ADVISORS, LLC

CRD#: 156315 / SEC#: 801-124802

RIA

Registered Investment Advisory firm - (4/29/2022 Approved)

Florida

Registered Investment Advisory firm - (3/18/2025 Terminated)

Illinois

Registered Investment Advisory firm - (4/21/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/18/2025 Terminated)

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Contact information

Main Address

222 S. Mill Street, Naperville, IL 60540

Mailing Address

Phone number

(630) 922-7900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	497
AUM (Assets Under Management)	$ 224,449,461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David Krist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Krist's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLINGTON FINANCIAL ADVISORS, LLC

VANTAGE FINANCIAL PARTNERS LIMITED

Primary Firm SEC Registration

MILLINGTON FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/2013

Current Firm

MILLINGTON FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MILLINGTON FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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