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AF

Alvin C. Fu

HANAI CAPITAL
Pacific Palisades, CA 90272
Some features on this profile are disabled
CRD#: 6231740
AF

Professional summary

Alvin C Fu is a registered financial advisor currently at HANAI CAPITAL, LLC located in Pacific Palisades, California.

Alvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alvin has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THRACKLE,INC; INVESTMENT RELATED; 2930 DOMINGO AVE UNIT #356 BERKELEY, CA 94705; RESEARCH AND DEVELOPMENT; HEAD OF QUANTITATIVE RESEARCH; 04/2022; 160; 80; RESPONSIBLE FOR QUANTITATIVE RESEARCH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvin C Fu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2018 - Present

HANAI CAPITAL, LLC

Office #1: 711 Via Santa Ynez, Pacific Palisades, CA 90272
RIA
CRD#: 168243
Pacific Palisades, CA
Past

November 4, 2013 - December 31, 2017

HANAI CAPITAL, LLC

RIA
CRD#: 168243
PACIFIC PALISADES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/22/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/24/2013
Uniform Investment Adviser Law Examination

Current Firm

HC
HANAI CAPITAL, LLC
HANAI CAPITAL | HANAI CAPITAL, LLC

CRD#: 168243 / SEC#:

California
Registered Investment Advisory firm - (1/22/2018 Approved)
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Contact information

Main Address
711 Via Santa Ynez, Pacific Palisades, CA 90272
Mailing Address
Phone number
(603) 233-5142
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HANAI CAPITAL, LLC

CRD#: 168243Pacific Palisades, CA 90272

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